Financial Services Regulation

Group founded 01 Jul 2010
Posts 552
Members 60
Group summary

This network is for financial professionals interested in staying up to date on financial services regulation happening anywhere in the world. CFOs, bankers, fund managers, treasurers welcome.

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Retired Member

EMIR application - EU to provide clarity on approach

The European Commission has required the European Securities and Markets Authority to prepare regulatory technical standards on the application of the European Markets Infrastructure Regulation (EMIR)...

28 May 2013
Marc Murphy

Beneficial Ownership: A KYC opportunity or data nightmare?

Beneficial ownership is gaining significant exposure at the moment, with the UK intending to use its presidency of the G8 Leaders’ Summit next month to promote the improvement of international co-oper...

28 May 2013
Retired Member

PRA approach to Solvency II

The PRA has published the slides used at its industry briefings on the European Insurance and Occupational Pensions Authority (EIOPA) guidelines on preparing for Solvency II. The PRA’s expectation is...

15 May 2013
Retired Member

FSB Data Gaps Initiatives and OTC Derivative Reforms Monitor

The Financial Stability Board (FSB) has announced that it has developed a common data template for systemically important global financial institutions (G-SIBs) to improve data to support financial st...

13 May 2013
Retired Member

Cross-border Concerns Raised to G20 April Meeting

The UK Chancellor together with the Brazilian, French, Japanese, South African, German, Russian and Swiss Ministers and the European Commission Commissioner for Internal Market and Services have writ...

10 May 2013
Retired Member

Implementation of OTC Derivatives Market Reforms: FSB Report

The Financial Stability Board (FSB) has published its fifth progress report on the global implementation of OTC derivative markets reforms. The reports charts the regulatory reform progress across al...

09 May 2013
Retired Member

Concerns escalated to G 20 on EU Financial Transaction Tax

The Global Financial Markets Association together with various associations from Australia, Canada, Japan and Korea have escalated their concerns on the European Financial Transaction Tax (FTT) to the...

08 May 2013
Retired Member

UK takes action to combat tax evasion

HM Treasury have announced that it has agreed with France, Germany, Italy and Spain to develop and pilot the multilateral exchange of tax information. A wide range of financial information will be au...

07 May 2013
Retired Member

FCA on oversight of member controls by RIEs and MTFs

The Financial Conduct Authority (FCA) has published a Guidance Consultation on the approach it expects recognised investment exchanges (RIEs) and multi-lateral trading facilities (MTFs) to take in res...

03 May 2013
Retired Member

Insurance Self-Assessment and Peer Review initiative launch

The International Association of Insurance Supervisors (IAIS) announced the launch of this initiative which aims to assess the supportiveness of supervisors to enhancing inclusive insurance markets. ...

30 Apr 2013
Retired Member

EU and US agree project plan on insurance dialogue

The European Insurance and Occupational Pensions Authority (EIOPA) announced that a high level work plan had been agreed for 2013 – 2017 on joint EU and US insurance initiatives with a focus on profes...

29 Apr 2013
Retired Member

Policy Updates for Insurers in respect of Solvency II

FSA Policy development update 157 sets out publication timings for regulatory changes. For insurers this includes in Q3/4 2013: a policy statement following CP 11/23 on Solvency II and linked long-t...

26 Apr 2013

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