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This network is for financial professionals interested in staying up to date on financial services regulation happening anywhere in the world. CFOs, bankers, fund managers, treasurers welcome.
The European Commission has sent a letter to the Chair of the European Securities and Markets Authority (ESMA) revising its request for technical advice on the equivalence between certain third countr...
The Financial Conduct Authority (FCA) published Policy Development Update no 2. This details the timetable for forthcoming publications including in: Q2 2013 a Feedback Statement to DP13/1 on “How t...
New forms for short selling notifications post 10 June 2013 were recently published by the Financial Conduct Authority (FCA). The website has now been updated to include a Fact sheet on Short Selling...
The European Parliament's special committee on organised crime, corruption and money laundering has voted to adopt an interim report which includes recommendations on actions and initiatives to be tak...
The European Commission (EC) has published a roadmap for a legislative proposal for the structural reform of EU banks. The expert group on reforming the structure of the EU banking sector had stated ...
The EU has published a consultation document seeking feedback on the effectiveness and efficiency of the European Supervisory Authorities (ESAs) - the European Banking Authority, the European Securiti...
The Securities and Exchange Commission (SEC) has proposed detailed criteria which set out which regulatory requirements will apply when a transaction occurs partially within and partially outside the ...
The Prudential Regulation Authority (PRA) has published a letter sent on 23 May to all firms in the internal model approval process on the introduction of early warning indicators. The PRA proposes ...
The International Swaps and Derivatives Association (ISDA) has published two protocols to assist firms in meeting the changes in derivative market regulatory changed. ISDA has launched its 2013 proto...
The European Commission has published a paper on the “Practical implementation of the EMIR framework to non-EU central counterparties (CCPs)”. The European Market Infrastructure Regulation (EMIR) i
The European Securities and Markets Authority has updated its website detailing that its best estimate is that the registration of the first Trade Repositories is not likely to take place before Aug
The Hong Kong Monetary Authority (HKMA) has updated its website to post revised information and documents related to the Trade Reporting service. The documents updated are: the Reporting Service R