16 July 2018
Visit www.gemalto.com

SunGard launches compliance management aid

19 June 2006  |  1847 views  |  0 Source: SunGard

SunGard today announced the launch of BRASS EnGard, a Web-based, real-time, compliance lifecycle and business management solution for institutional equities trading businesses.

BRASS EnGard helps firms to automate and manage the full compliance lifecycle including surveillance, internal investigations, documentation and reporting, helping firms to monitor and reduce risk and opportunity cost, improve workflow and automation of surveillance, and streamline their operations.

BRASS EnGard, a trading system independent solution, also provides a cohesive data warehouse that receives, organizes and consolidates data in real time to help management gain enhanced insight into profitability and performance. The comprehensive data warehouse, hosted by SunGard, helps alleviate the need for firms to store the increasing volumes of data necessary to effectively meet their compliance obligations. This helps firms to reduce costs associated with infrastructure and support, as well as helps firms to redeploy scarce technology resources on solutions that enhance profitability or other business opportunities.

Deborah Mittelman, chief compliance officer and head of compliance product management at SunGard's BRASS business unit, said, "BRASS EnGard helps institutional firms to keep up with the rapid pace of regulatory and market structure changes, the increased sophistication of the regulatory bodies, and aggressive regulatory compliance enforcement. It helps firms meet their compliance obligations for a full range of regulatory initiatives, including RegNMS and OATS Phase III. We are seeing strong interest in the solution from our customers, and are already working with a customer to validate and further enhance the solution."

Comments: (0)

Comment on this story (membership required)

Related company news

 

Related blogs

Create a blog about this story (membership required)
Visit http://go.jumio.com/finextraAdVisit www.aciworldwide.comVisit https://secure.vasco.com

Top topics

Most viewed Most shared
Flux ready for take-off on Barclays Launchpad; scores trial with Costa CoffeeFlux ready for take-off on Barclays Launch...
10554 views comments | 4 tweets | 9 linkedin
Handelsbanken trials micro contactless cardsHandelsbanken trials micro contactless car...
9573 views comments | 18 tweets | 30 linkedin
PayPal ready to spend $3bn a year on acquisitionsPayPal ready to spend $3bn a year on acqui...
8113 views comments | 13 tweets | 17 linkedin
Championing financial inclusion and helping the UnstoppablesChampioning financial inclusion and helpin...
8110 views comments | 3 tweets | 1 linkedin
No greater change will occur than that in financial servicesNo greater change will occur than that in...
7664 views comments | 7 tweets | 13 linkedin

Featured job

Competitive base, double ote, benefits
New York City, NY - USA

Find your next job