Former SEC regulator Lynch launches compliance services firm

Source: Frontline Compliance

FrontLine Compliance, LLC, a new securities compliance services firm, has been launched in Alexandria, Virginia by Amy Lynch, CRCP.

Lynch, an 18-year financial industry veteran, is a former regulator for both the Securities & Exchange Commission (SEC) and NASD and a recognized expert in regulatory issues. In addition, Lynch held several senior compliance positions in the private sector. One of the first graduates of the NASD Institute/Wharton School Certification Program, she holds the Certified Regulatory Compliance Professional designation.

FrontLine Compliance offers regulatory compliance consulting for broker-dealers, investment advisers, investment companies, hedge funds, and insurance companies. Its focus is on helping firms reduce their overall compliance costs with custom solutions that will guide them safely through today's demanding regulatory environment.

When asked about what makes FrontLine Compliance different from other securities compliance firms, Lynch said, "We focus on minimizing the arduous regulatory administration work being done by compliance departments. Compliance Officers have enough to do managing their day-to-day operations, let alone dealing with a constant onslaught of regulatory requests. We ease the regulatory burden so that our clients can concentrate on their core businesses."

"A funny thing happens when compliance departments are allowed to concentrate on their work." Lynch added, "Their firms enjoy better compliance and future regulatory examinations go much smoother. That's their bottom-line...and ours."

Comments: (0)

Featured job
All Jobs »