21 October 2017
visit www.response.ncr.com

SEC probes Thomson Financial division

18 October 2004  |  3586 views  |  0 Thomson Financial

The Securities and Exchange Commission has instigated an inquiry into the operations of Thomson Financial's Capital Markets Intelligence Service.

The Canadian-based firm says it has received a subpoena from the US watchdog for documents relating to the operations of the divison.

In a statement, the company says: "Thomson Financial is co-operating fully with the SEC and has been informed that the inquiry should not be construed as an indication by the commission or its staff that any violation of law has occurred."

Thomson Financial's CMI business collects stock ownership data for public company clients who want to identify their institutional shareholder base. In 2003, the division contributed approximately $33 million to Thomson Financial's $1.5 billion in annual revenues.

Comments: (0)

Comment on this story (membership required)

Finextra news in your inbox

For Finextra's free daily newsletter, breaking news flashes and weekly jobs board: sign up now

Related stories

Thomson to acquire Selkirk Financial Technologies

Thomson to acquire Selkirk Financial Technologies

01 September 2004  |  6766 views  |  0 comments
Thomson Financial reports Q2 revenue rise

Thomson Financial reports Q2 revenue rise

28 July 2004  |  4966 views  |  0 comments
Thomson completes TradeWeb acquisition as Reuters eyes Telerate

Thomson completes TradeWeb acquisition as Reuters eyes Telerate

24 May 2004  |  15984 views  |  0 comments
US sales lift revenues at Thomson Financial

US sales lift revenues at Thomson Financial

27 April 2004  |  6832 views  |  0 comments

Related company news

 

Related blogs

Create a blog about this story (membership required)
visit www.niceactimize.comvisit www.vasco.com

Top topics

Most viewed Most shared
HSBC partners Bud for open banking trialHSBC partners Bud for open banking trial
9154 views comments | 22 tweets | 26 linkedin
satelliteGates Foundation backs Ripple collaboratio...
8740 views comments | 13 tweets | 10 linkedin
IBM uses blockchain to improve cross-border payments processingIBM uses blockchain to improve cross-borde...
7858 views comments | 9 tweets | 17 linkedin
Sibos 2017: API or the highwaySibos 2017: API or the highway
7351 views comments | 10 tweets | 22 linkedin
Eight banks form joint venture to launch blockchain trade platformEight banks form joint venture to launch b...
6967 views comments | 14 tweets | 23 linkedin

Featured job

Find your next job