27 May 2017
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Latest risk & regulation news

Global LEI initiative struggles for momentum

Global LEI initiative struggles for momentum

09 February 2017  |  4676 views  |  0 comments | 10 tweets | 13 linkedin

US regulators have been slammed for their part in the stalling of the Legal Entity Identifier project, which last year saw more lapsed LEIs than new ones.

Fintech growth demands global intervention - Iosco

Fintech growth demands global intervention - Iosco

08 February 2017  |  11004 views  |  0 comments | 24 tweets | 13 linkedin

Bank regulatory bodies need to co-ordinate their strategies for dealing with emerging financial technology at a global level, says a new report from International Organization of Securities Commissions (Iosco).

Philadelphia Fed president says regulation will protect fintech innovators

Philadelphia Fed president says regulation will protect fintech innovators

08 February 2017  |  5289 views  |  0 comments | 9 tweets | 6 linkedin

Fintech firms should welcome, not fear, regulation because it is in their interest to have an "established framework" in which to operate, says the president of the Federal Reserve Bank of Philadelphia.

Esma cautions against large-scale application of distributed ledger tech

Esma cautions against large-scale application of distributed ledger tech

07 February 2017  |  7957 views  |  0 comments | 14 tweets | 13 linkedin

The European Securities and Markets Authority (Esma) warns that any large-scale use of distributed ledgers across the financial services sector would first need to address a number of key challenges in terms of interoperability, governance and privacy issues and risk creation.

Thomson Reuters to buy  Clarient and Avox

Thomson Reuters to buy Clarient and Avox

06 February 2017  |  5976 views  |  0 comments | 6 tweets | 4 linkedin

Thomson Reuters has moved to strengthen its KYC management services and legal entity data by buying Clarient and Avox from the DTCC and its bank partners. Financial terms were not disclosed.

Pan-European securities issuance and DLT on ECB agenda

Pan-European securities issuance and DLT on ECB agenda

31 January 2017  |  9423 views  |  0 comments | 9 tweets | 8 linkedin

The European Central Bank is pondering the creation of a pan-European service for issuance of securities - and the potential role of distributed ledger technology in bringing the vision to reality.

Machine intelligence to transform industry - Nasdaq chief

Machine intelligence to transform industry - Nasdaq chief

31 January 2017  |  15885 views  |  0 comments | 13 tweets | 14 linkedin

Machine intelligence, not blockchain or cloud technology, will have the biggest impact on the exchange industry, predicts new Nasdaq CEO Adena Friedman.

Carney accused of "lack of understanding" in remarks on robo-advisors

Carney accused of "lack of understanding" in remarks on robo-advisors

31 January 2017  |  6182 views  |  0 comments | 9 tweets | 5 linkedin

The founder and CEO of online investment manager Scalable Capital has lashed out at the Governor of the Bank of England Mark Carney, accusing him of a "deep miscalculation of priorities" for singling out robo-advisory services as a potential force for future financial instablity.

BNP Paribas takes stake in AI-based compliance startup

BNP Paribas takes stake in AI-based compliance startup

30 January 2017  |  9603 views  |  0 comments | 16 tweets | 16 linkedin

BNP Paribas Securities Services has taken a minority stake in Fortia Financial Solutions, a software company which uses artificial intelligence, machine learning and business process monitoring to help the fund industry meet rising compliance requirements and manage mounting volumes of data.

Hong Kong exchange ponders blockchain in settlement overhaul

Hong Kong exchange ponders blockchain in settlement overhaul

26 January 2017  |  9155 views  |  0 comments | 11 tweets | 9 linkedin

The Hong Stock Exchange has laid out plans for a major overhaul of its technology infrastructure, culminating - inevitably - in a pledge to explore the potential of blockchain technologies and cloud computing in the post-trade arena.

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