13 December 2017
visit www.solutions.lexisnexis.com

Latest articles for European Securities and Markets Authority (Esma)

 

Esma registers NEX Abide as trade repository

24 November 2017  |  2677 views  |  0 Company announcement

The European Securities and Markets Authority (ESMA), the EU supervisor of trade repositories (TRs), has registered NEX Abide Trade Repository AB as a TR under the European Market Infrastructure Regulation (EMIR), with effect from 24 November 2017.

 

Esma expects full compliace with LEI requirements

09 October 2017  |  1977 views  |  0 Company announcement

The European Securities and Markets Authority (ESMA) has published a Briefing on the Legal Entity Identifier (LEI) as part of its efforts to raise industry awareness and facilitate compliance with the LEI requirements under MiFID II ahead of its 3 January 2018 launch.

 

Esma updates MiFID II guidelines

08 August 2017  |  5301 views  |  0 Company announcement

The European Securities and Markets Authority (ESMA) has issued today an update of its Guidelines on transaction reporting, order record keeping and clock synchronisation under the Markets in Financial Instruments Directive (MiFID II).

 

Esma green lights Bloomberg trade repository

31 May 2017  |  2240 views  |  0 Company announcement

Bloomberg announced today that the European Securities and Markets Authority (ESMA) has approved Bloomberg Trade Repository Limited (BTRL) to operate a trade repository in Europe.

 

Esma advises Commission on trade repository fees

21 April 2017  |  3970 views  |  0 Company announcement

The European Securities and Markets Authority (ESMA) has published today its final technical advice to the European Commission regarding supervisory fees for Trade Repositories (TRs) under the Securities Financing Transactions Regulation (SFTR).

 

Esma raises red flag over investment firms circumventing MiFID II rulebook

14 February 2017  |  3520 views  |  0 Company announcement

The European Securities and Markets Authority (ESMA) has written to the European Commission to raise its concern over the potential establishment of networks of systematic internalisers (SIs) by investment firms to circumvent certain MIFID II obligations; in particular, the requirements for investment firms operating internal matching systems and executing client orders on a multilateral basis to be authorised as trading venues, and the trading obligation for shares.

 

Esma cautions against large-scale application of distributed ledger tech

07 February 2017  |  8438 views  |  0 News

The European Securities and Markets Authority (Esma) warns that any large-scale use of distributed ledgers across the financial services sector would first need to address a number of key challenges in terms of interoperability, governance and privacy issues and risk creation.

 

Esma updates on transaction reporting guidelines under MiFID II

12 January 2017  |  4821 views  |  0 Company announcement

Toward the end of 2016, ESMA published guidelines for transaction reporting under the Markets in Financial Instruments Directive (MiFID II) and Regulation(MiFIR).

 

Esma asks Commission to delay central clearing for small counterparties

14 November 2016  |  2037 views  |  0 Company announcement

The European Securities and Markets Authority (ESMA) has published today its final report regarding the amended application of the clearing obligation that financial counterparties with a limited volume of activity in OTC derivatives need to comply with under the European Market Infrastructure Regulation (EMIR).

 

Esma finalises advice on financial benchmark rules

10 November 2016  |  2839 views  |  0 Company announcement

The European Securities and Markets Authority (ESMA) has finalised its technical advice to the European Commission on important aspects of future rules for benchmarks.

Previous 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 Next
visit www.atos.netvisit www.aciworldwide.comvisit www.response.ncr.com

Who is commenting?

Top topics

Most viewed Most shared
Saxo Bank's 'Outrageous Prediction': Bitcoin to peak at $60k next year before spectacular crashSaxo Bank's 'Outrageous Prediction': Bitco...
11898 views comments | 7 tweets | 7 linkedin
Deutsche Bank paper hails 'huge' blockchain potentialDeutsche Bank paper hails 'huge' blockchai...
8964 views comments | 15 tweets | 21 linkedin
PSD2: Laying the regulatory foundation for a new age in paymentsPSD2: Laying the regulatory foundation for...
7265 views comments | 17 tweets | 35 linkedin
Santander UK poaches Barclays innovation chief Michael HarteSantander UK poaches Barclays innovation c...
7171 views comments | 8 tweets | 17 linkedin
Alior Bank to use Open API platform and accelerator to create fintech marketplaceAlior Bank to use Open API platform and ac...
6990 views comments | 20 tweets | 11 linkedin

Solution source

Search by company or single key word