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Anna Monteiro

SEC Adopts Short Selling Reporting Rule 13f-2

In a vote of 3-2, the SEC adopted new rule 13f-2 and related Form SHO to provide greater transparency of short sale data from which is in response to Section 929X of the Dodd-Frank Wall Street Reform...

17 Oct 2023
Financial Services Regulation
Dmytro Spilka

The Importance of Keeping a Trading Journal

Forex presents traders of all experience levels with a vast range of opportunities and risks in equal measure. It’s for this reason that keeping a trading journal can pay dividends when it comes to s...

13 Oct 2023
Richard Baker

Accelerating the Digital Journey to Faster Settlement and Enhanced Collateral Management

As blockchain technology matures - in tandem with financial market (and public) perceptions - the time may be right to consider how blockchain (and other digital technologies) can resolve particular &...

11 Oct 2023
Fintech
Drake Paulson

Automating the Investor Experience: A Win-Win for Private Funds—and for LPs

A smooth subscription process is critical to private market relationships, especially given the current downturn in funding. Yet, manual compliance and onboarding processes are still prevalent at many...

11 Oct 2023
Private Equity Investing in Financial Technology

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