MiFID

153 articles tagged with this keyword

/regulation

Capita scores In Partnership deal

Capita plc (Capita) has secured a three-year contract with independent financial adviser network, In Partnership, to deliver a software solution to simplify compliance reporting and processes for its member firms.

/regulation

MiFID II reporting errors soar while FCA stands on the sidelines

A total of 546 firms have admitted to errors in their transaction reporting since January 2018, according to data released under a Freedom of Information (FOI) request made by Duff & Phelps, the global advisor that protects, restores and maximises value for clients.

/regulation

Compliance Hub product for SMEs launched by Shield

Specialist RegTech provider Shield is proud to announce the launch of Shield for small to medium sized (SME) investment firms, a dedicated new version of its cloud-based, cross-regulation and comprehensive eComms compliance platform that specifically caters for the needs of small and medium-sized financial services firms, which has been developed in response to industry demand.

/regulation

Visible Alpha names Samantha Miller chief product officer

Visible Alpha today announced the appointment of Samantha Miller to the firm’s newly created role of Chief Product Officer. Miller joins during a high-growth year for the investment research technology company, which helps investment managers discover ideas through its flagship deep consensus platform and track and value research for MiFID II compliance.

/MiFID

Liquidnet acquires RSRCHXchange

Liquidnet, the global institutional investment network, today announced it has acquired RSRCHXchange, a leading marketplace and aggregator for institutional research.

/regulation

Esma pushes back date for publication of systematic internaliser regime data

The European Securities and Markets Authority (ESMA) has decided today to delay the publication of the systematic internaliser (SI) regime data for equity, equity-like instruments and bonds.

/regulation

Cappitech launches MiFID II market intelligence tool

Cappitech, a leading provider of regulatory reporting and intelligence solutions for the financial services industry, today announced the launch of RTS 28 Market Intelligence, a product that allows financial institutions to use regulatory compliance data to their own advantage.

/MiFID

LMAX posts 135% increase in operating profit in 2018

LMAX Exchange Group (“LMAX Exchange” or “the Company”), a leading independent operator of institutional exchanges for electronic FX trading and crypto currencies, reports excellent growth and record financial performance for the year ended 31st December 2018.

/regulation

Engadine Partners to deploy Red Deer's MiFID II research management package

Red Deer, the financial technology company dedicated to enhancing the performance of active investment managers, announced today that its Research Management solution has been selected by hedge fund Engadine Partners LLP (“Engadine”), to enable the firm to benefit from a flexible, tailored and operationally efficient approach to MiFID II.

/regulation

ReachX gets FCA greenlight

ReachX, an emerging financial technology platform looking to transform corporate finance services and access to primary research in a post-MiFID II environment, is pleased to announce the commercial launch of its operations after receiving its authorisation from the UK Financial Conduct Authority.

/MiFID

Flow Traders deploys Corvil Intelligence Hub

Corvil today announced that Flow Traders, a leading global technology-enabled liquidity provider specialized in Exchange Traded Products (ETPs), has deployed Corvil’s Intelligence Hub to streamline compliance with Order to Transaction Ratio (OTR) requirements.

/MiFID

VTFinTech partners Alphametry to roll out research evaluation services

VTFinTech, the technology provider of Portfolio Management and Research Evaluation services, announced today that it has partnered with Alphametry to provide its Parity One based Research Evaluation technology on the Alphametry research platform.

/MiFID

VTFinTech joins OpenFin platform

VTFinTech, the technology provider of portfolio management and research evaluation services, today announced that it has joined the OpenFin platform to quickly and seamlessly onboard, deploy and deliver its Parity One software at scale to financial institutions.

/MiFID

Tora partners NEX

Tora, provider of the industry’s most advanced cloud-based order and execution management system (OEMS), announced today that it has expanded its support for MiFID II transaction and trade reporting by integrating its trading system with NEX Regulatory Reporting.

/MiFID

BMO Global Asset Management and Union Investment sign up for Bloomberg RMS

Bloomberg today announced that BMO Global Asset Management and Union Investment have adopted Bloomberg’s Research Management Solutions (RMS) in response to the new MiFID II requirements regarding investment research.

/MiFID

Marshall Sterling implements Re:Call from TeleWare for regulatory compliance

Marshall Sterling, a London headquartered investment management organisation, has deployed TeleWare’s Re:Call app to meet regulatory requirements.

/MiFID

Red Deer selected by Close Brothers Asset Management to support MiFID II processes

Red Deer, a financial technology company dedicated to enhancing the performance of active investment managers, is pleased to announce that Close Brothers Asset Management, a leading wealth manager, has improved its MiFID II processes by implementing Red Deer’s Research Management solution to better manage its research budgets and enforce stricter controls around inducement across its investment business.

/MiFID

Traders split on success of MiFID II

Traders disagree over whether MiFID II has been successful, according to new research by SIX.

/MiFID

NPL and Colt form time-stamping partnership

Colt Technology Services today announced its partnership with the National Physical Laboratory (NPL) to deliver precise timing capabilities to financial firms utilising colocation services.

/MiFID

Tora launches AI-powered 'AlgoWheel' for best execution

TORA, provider of the industry’s most-advanced cloud-based order and execution management system (OEMS), today announced the launch of its AI-powered AlgoWheel, which will help firms create scalable, systematic best execution processes.