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B-next and Catelas collaborate to deliver holistic trade surveillance

b-next, the specialist provider of capital markets compliance solutions, and Catelas, the relationship forensics and behavioural content business, have entered into a new working partnership to deliver a comprehensive, holistic trade surveillance solution.

/Reporting/compliance

Monetary Authority of Singapore to use machine-readable data to aid banks in regulatory reporting

The Monetary Authority of Singapore (MAS) today unveiled the roadmap to transform its data collection approach from financial institutions.

/Reporting/compliance

Gresham partners with Trax for MiFID II reconciliation service

Gresham, London-based fintech software company and leading provider of enterprise data integrity solutions today announced a strategic partnership with Trax, the post-trade services and European market data division of MarketAxess.

/Reporting/compliance

Styles&wood wins RegTech contracts

Styles&Wood has secured new contracts to deploy its Award winning Arctick Governance Risk and Compliance RegTech solution to support two financial services firms.

/Reporting/compliance

Rosenthal Collins Group signs with Eventus Systems for trade surveillance

Eventus Systems, Inc., a provider of innovative regtech software solutions for the capital markets, announced today that Rosenthal Collins Group LLC (RCG), a leading independent futures brokerage and clearing firm, has deployed its Validus platform for RCG’s trade surveillance needs.

/Reporting/compliance

Risk Focus introduces regulatory reporting advisory service

Risk Focus Inc., the leading provider of Trading and Risk Solutions, today announced their new Regulatory Reporting Advisory (RRA).

/Reporting/compliance

First Abu Dhabi Bank chooses Accuity for global sanctions screening

Accuity, the leading global provider of risk and compliance, payments and know your customer solutions has been selected by First Abu Dhabi Bank (FAB) to provide integrated global sanctions screening and data.

/Reporting/compliance

IDnow launches KYC system for crypto providers

Crypto platforms and token sales (ICOs) increasingly have to conform to AML-legislations.

Nyse to pay $14 million penalty as SEC lays blame for market disruption at Exchange's door

/Reporting/compliance

Nyse to pay $14 million penalty as SEC lays blame for market disruption at Exchange's door

The Securities and Exchange Commission has slapped a $14 million fine on the New York Stock Exchange over a series of breakdowns and regulatory violations, a sign that the US regulatory body intends to hold the nation's exchanges accountable for disruptive market events.

/Reporting/compliance

ABN Amro Chooses Wolters Kluwer and SAS for regulatory compliance project

ABN AMRO, the third largest bank in the Netherlands with more than 22,000 employees, has chosen Wolters Kluwer and SAS to provide a truly integrated finance, risk and regulatory reporting software solution.

/Reporting/compliance

NeoXam to support UOB’s FRTB and BCBS239 market data requirements

NeoXam, a leading financial technology company, announces that it has been selected by United Overseas Bank (UOB) in Singapore to support its group wide market data management efforts in line with incoming regulations, such as FRTB (Fundamental Review of the Trading Book) and BCBS239 (Risk Data Aggregation and Reporting).

/Reporting/compliance

Publicis.Sapient data warehouse to support EBA template for non-performing loans

Publicis.Sapient the world’s most advanced digital transformation platform, today announced the latest enhancement to the European DataWarehouse (ED), supporting the development of the Non-Performing Loans (NPL) markets and the European Banking Authority (EBA) data templates.

/Reporting/compliance

Governor Software licences FCA Handbook

Governor Software Ltd today announced it has obtained a licence from the FCA which will allow its clients to automatically link internal policies and controls to the Financial Conduct Authority (FCA) Handbook.

/Reporting/compliance

CLS to launch end-of-day report to help clients meet MiFID II requirements

CLS, a market infrastructure delivering settlement, processing and data solutions, is launching CLSReporting - a reporting product for foreign exchange (FX) matched instructions that supports members with their MiFID II reporting requirements.

/Reporting/compliance

SME Development Bank Malaysia Berhad chooses Wolters Kluwer’s OneSumX for IFRS 9

SME Development Bank Malaysia Berhad (SME Bank), the country’s development financial institution, has chosen Wolters Kluwer’s OneSumX to provide its software for managing International Financial Reporting Standard (IFRS) 9.

/Reporting/compliance

Leumi ABL selects encompass confirm for KYC

The specialist asset based lending subsidiary of Bank Leumi (UK) plc, part of the Bank Leumi Group, has selected encompass confirm to support and enhance their Know Your Customer (KYC) compliance processes.

Bank of England's Carney steps up attack on cryptocurrencies

/Reporting/compliance

Bank of England's Carney steps up attack on cryptocurrencies

Bank of England governor Mark Carney has called for the regulation of cryptocurrencies to protect the public and financial markets from a market that shows classic bubble tendencies.

/Reporting/compliance

FCA publishes new credit card rules

The Financial Conduct Authority (FCA) has today published its final policy statement on new rules for the credit card market.

CBA and ING partner on RegTech pilot

/Reporting/compliance

CBA and ING partner on RegTech pilot

Commonwealth Bank of Australia and ING have carried out a RegTech pilot which saw them use AI to simplify the processing of regulatory information.

/Reporting/compliance

Smartkarma launches MiFID II Premium Services

Smartkarma, Asia’s largest provider of independent investment research, today announced the global launch of Premium Services, a suite of value-added services, allowing asset managers to deepen their engagement with independent research providers.

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