Resources
See latest resources »
The Challenges of Regulatory Reporting

The Challenges of Regulatory Reporting

Source:

The phrase ‘challenges of regulatory reporting’ means different things to different organisations. There is no doubt that within the financial services sector the speed of change and increase in complexity remains high on the agenda.

AutoRek’s new whitepaper explores several of today’s key regulatory reporting challenges including:

  • The cost of compliance weighed against regulatory fines and reputational damage;
  • The creation of a ‘golden source’ of data which can increase both confidence and performance in meeting ongoing regulatory reporting and compliance challenges;
  • Potentially contradictory interpretation and application of regulations;
  • The Impact and Uncertainty the UK’s Exit from Europe (Brexit) may have on Regulators;
  • The role and recent decisions of the regulators themselves; and
  • Existing gaps between regulatory rules, and organisations’ processes and controls.

More crucially we discuss the common theme underpinning all of these regulatory challenges – data. From data integrity and management information (MI) to the benefits of workflow management tools and achieving a comprehensive audit trail, we challenged what ‘good’ looks like in firms’ ongoing regulatory reporting and compliance

Download the document now 3 mb (Chrome HTML Document)

Comments: (0)

Find out more
White Paper resources
See all White Paper resources »
Using social media to define a better customer banking experience
White paper

Using social media to define a better customer banking experience

Finextra sat down with Keith Moor, CMO, Santander UK to discuss how retail banking in the mobile channel will change within the next two to five years, how the advent of smartphones has created more choice for the consumer in how they interact with their bank and how Santander worked with Facebook to learn what their customers want from banking channels.

The Innovation Game: Escaping Legacy with New Technology
White paper

The Innovation Game: Escaping Legacy with New Technology

Banks need to innovate but are held back by layers of legacy technology which inhibits their ability to adapt and evolve. How can they implement change without risking the stable operation of core systems and services? This report provides the answers to this vital question.

MiFID II Transaction Reporting: Be in Control
White paper

MiFID II Transaction Reporting: Be in Control

Like many other regulations coming into force in the next 36 months, MiFID II is calling for enhanced monitoring, transparency and control of the end-to-end trade lifecycle.