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Latest news and analysis on Commodity Futures Trading Commission (235 items)

17 Mar 2016
Company
FIA criticises scope of CFTC automated trading rules
04 Dec 2015
News
Cyber risks pose the single biggest threat to modern financial markets - CFTC
19 Nov 2015
Company
GlobalRisk and Interactive Data collaborate to supply data assets to the CFTC
18 Sep 2015
Company
CFTC fines ANZ for large trader reporting failures
18 Sep 2015
News
CFTC institutes first action against bitcoin options trader
20 Aug 2015
Company
CFTC proposes to improve swaps reporting
21 Apr 2015
News
UK trader arrested over 2010 'flash crash'
16 Mar 2015
Company
CFTC fines ICE Futures $3 million for reporting errors
25 Nov 2014
Company
CFTC finds deficiencies in market compliance
20 Nov 2014
Company
CFTC launches SmartCheck campaign to raise awareness on financial fraud
12 Nov 2014
Company
CFTC slaps banks with $1.4 billion penalty over FX benchmark rates manipulation
16 Sep 2014
Company
CFTC fines Morgan Stanley Smith Barney for KYC failings
06 Aug 2014
Company
Industry lobby attacks CFTC's surveillance plans
29 Jul 2014
Company
CFTC fines JPMorgan for erroneous large trader reporting
29 Jul 2014
Company
CFTC extends designation of DTCC-Swift as LEI provider
22 Jul 2014
Company
CFTC commissioner Scott O'Malia quits
01 Apr 2014
Company
CFTC and OFR collaborate on swaps data collation
27 Mar 2014
Video
Financial standards lost in translation
26 Mar 2014
Video
CFTC must improve data quality - O'Malia
20 Mar 2014
Company
CFTC requests public comment on swaps data reporting rules
06 Mar 2014
News
O'Malia slams CFTC over tech investment
11 Feb 2014
Company
CFTC promotes mandatory switch to SEFs
12 Dec 2013
Company
FIA responds to CFTC regarding automated trading
05 Dec 2013
Company
Industry bodies file lawsuit against CFTC over swaps rules
05 Nov 2013
Company
CME Group gets temporary registration as SEF
01 Oct 2013
Company
SuperDerivatives files SEF application
30 Sep 2013
Company
CFTC temporarily approves Thomson Reuters SEF application
23 Sep 2013
Company
ICE gets CFTC approval for swap execution facility
20 Sep 2013
Company
TeraExchange receives temporary SEF registration
19 Sep 2013
Company
CFTC fines FXDirectDealer for trading platform supervision failures
18 Sep 2013
Company
CME Group files SEF application
16 Sep 2013
Company
SwapEx, GFI and MarkettAxess get SEF green light from CFTC
10 Sep 2013
News
US regulator proposes further curbs on high-speed trading
27 Aug 2013
Company
Tullett Prebon files SEF application with CFTC
19 Aug 2013
Company
US regulators issue staff advisory on business continuity and disaster recovery
05 Aug 2013
News
CME Group told to improve surveillance
22 Jul 2013
News
Regulators begin HFT crack down on market spoofing algorithms
11 Jul 2013
Company
EC and CFTC find 'common path' on cross-border derivatives
04 Jul 2013
Company
Tradeweb applies to CFTC to be swap execution facility
19 Jun 2013
Company
CFTC hits ABN Amro Clearing with $1m fine
11 Jun 2013
Company
CFTC agrees reciprocity for Legal Entity Identifiers
10 Jun 2013
Company
US trade associations call for six-month extension to cross-border derivatives rules
17 May 2013
Company
Sifma strongly opposed to CFTC final rules governing swap execution
02 May 2013
Company
DTCC sues CFTC over swaps trade data rules
01 May 2013
Company
CFTC chairman Gary Gensler statement to technology advisory committee
17 Apr 2013
News
Bloomberg sues CFTC over swaps margin rule
11 Apr 2013
Company
CFTC and SEC approve approve rule on identity theft
10 Apr 2013
Company
CFTC hits Interactive Brokers with $225,000 penalty
05 Apr 2013
News
Ex-Goldman trader pleads guilty to wire fraud
20 Mar 2013
News
CFTC computers crashing under weight of new swaps data
12 Mar 2013
Company
US mandatory swaps clearing begins
07 Mar 2013
Company
CFTC approves CME swaps trade data rule request
05 Mar 2013
Company
Cusip Global Services and DTCC team on LEIs
22 Feb 2013
News
CME to challenge CFTC suit over information leak
21 Feb 2013
Company
Imagine Software launches high-volume risk management product to address CFTC regs
25 Jan 2013
Company
CFTC approves LCH.Clearnet for derivatives clearing
24 Jan 2013
Company
CFTC approves rulebook and issues amended registration order for LCH.Clearnet
18 Jan 2013
News
DTCC ponders legal action over swaps trade data rules
15 Jan 2013
Company
ICE gets regulatory approval for customer portfolio margining
09 Jan 2013
Company
DTCC calls on rulemakers to reject CME clearing plans