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Joe Dunphy

Head of Product Management
Fenergo
Member since
04 Nov 2014
Location
Dublin
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Followed by John Sims, Martha Boyle and 5 others you follow
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Joe's opinions

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Joe Dunphy

Digitalizing the Client Lifecycle to Create Golden Moments of Client Interactions

Having seen so much turmoil over the past decade, the financial services market is finally switching gear, moving away from an almost compulsive focus on regulatory compliance and towards a more customer-centric mindset that involves creating ‘golden moments’ of customer interactions. CLM - From Process to Customer Up until now, the financial serv...

02 October 2018 /inclusion Digital Banking Trends

Joe Dunphy

3 Regulatory Client Outreach Challenges

At a recent Fenergo industry roundtable event, the topic of Regulatory Client Outreach took front and centre of the evening’s discussions. Around the table, representatives from some of the leading financial institutions spoke about ongoing challenges of managing and evidencing regulatory compliance across a range of frameworks. Regulatory Client...

29 November 2016 /regulation

Joe Dunphy

Regulatory Impact of Brexit

As noted by the FCA, in terms of immediacy, much UK regulation derived from EU legislation will remain applicable until changes are made by the UK Government and Parliament post-Brexit. Having said this, Brexit will inevitably have an impact on in-train and future regulatory implementation. The longer-term impacts of the decision to leave the EU on...

05 July 2016 /regulation

Joe Dunphy

Embracing a New Approach to KYC Client Reviews

“The need to do KYC client reviews is indisputable. However, the current approaches used to complete these are most definitely questionable.” Anti-Money Laundering (AML) and Know Your Customer (KYC) regulations dictate that financial institutions must ensure that they know their clients and verify their identities with appropriate data and documen...

10 June 2015 /regulation /wholesale

Joe Dunphy

Setting the Stage for Regulatory Change in 2015

Financial institutions have emerged from the rigorous regulatory and data demands of 2014 a little battle weary, suffering a few scrapes and scars, but otherwise unscathed. On a whole, 2014 will be remembered as the year when regulators started to flex their muscles, levying a record number of fines and promising to become more involved at an earl...

21 January 2015 /regulation

Joe Dunphy

Institutional Onboarding in a Regulatory Storm

I’m often asked by clients and prospects about what I’m seeing in the market in terms of regulatory onboarding and entity data management. And what I see right now is that a regulatory storm is brewing, threatening the very business of investment banking. Regulatory Overload Since the implementation of the Patriot Act back in 2001, the financial s...

19 November 2014 /regulation

Joe Dunphy

KYC utilities and future of regulatory onboarding

The topic of KYC utilities was a strong focal point at recent roundtables that we held in New York and London. It appears that amid a tsunami of new and enhanced regulatory obligations, 2014 was the year that witnessed a tidal wave of press releases announcing the launch of yet another KYC utility. Between KYC utilities and client reference data u...

04 November 2014 /regulation

Joe writes about

  • regulation & compliance
  • wholesale banking
  • financial inclusion

Joe's opinion archive

  • 2018 (1)
  • 2016 (1)
  • 2015 (1)
  • 2014 (2)
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