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David Clee

Co-Founder & CEO
MirrorWeb
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26 Mar
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Austin, Texas
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Followed by John Sims, Martha Boyle and 5 others you follow
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David Clee

The Single Pane of Glass: Unifying Communications Supervision Across Channels

If you and your compliance team are jumping between separate systems just to track Slack messages, email threads, mobile chats and collaboration tools, you're not alone. The digital-first workplace has made communication faster, but supervision more fragmented, and riskier than ever. Regulators like the SEC, FINRA, and the CFTC have made it clea

28 April 2025 /regulation /wealth Fintech

David Clee

The Cost of Non-Compliance - How Proper Archiving Prevents Regulatory Fines

Compliance doesn’t need to be flashy to be critical. In today’s regulatory climate, communications archiving has moved from operational afterthought to strategic necessity. Regulators like the SEC and FINRA aren’t tolerating gaps, and excuses won’t hold up. If your archiving strategy is outdated or inconsistent, you're not just exposed...you’re in

01 April 2025 /regulation /wealth RegTech

David writes about

  • regulation & compliance
  • wealth management

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  • 2025 (2)
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