23 May 2017

44975

Retired Member

2,621Posts 9,020,316Views 2,769Comments
Finextra community

Financial Services Regulation

This network is for financial professionals interested in staying up to date on financial services regulation happening anywhere in the world. CFOs, bankers, fund managers, treasurers welcome.

ESMA regulatory 2013 focus on transaction reporting

22 April 2013  |  1745 views  |  0

The European Securities and Markets Authority (ESMA) work programme includes updates on the proposed work of ESMA linked to the European Commission’s legislative timetable.  In respect of transaction reporting the following initiatives are detailed:

Under the Markets in Financial Instruments Directive:

  • Information to be provided to the competent authority by data reporting service providers;
  • Data standards and formats for information to be provided in transaction reports by investment firms;
  • Technical advice on the threshold triggering position reporting obligations by categories of traders; and
  • Specification of the format of weekly reports of aggregate positions by categories of traders

Under the Markets in Financial Instruments Regulation:

  • Technical standards on data formats, methods and arrangements for transaction reporting including the content of transaction reports, the financial information to be reported, the definition of a transaction and the application of transaction reporting requirements to branches.

 

RELATED LINK

http://www.esma.europa.eu/system/files/2013-455.pdf

  

 

Comments: (0)

Comment on this story (membership required)

Latest posts from

Retired's profile

job title
location
member since 2014
Summary profile See full profile »

Retired's expertise

Member since 2009
2613 posts2,769 comments
What Retired reads

Who's commenting on Retired's posts

Ketharaman Swaminathan
Deepthi Rajan
Melvin Haskins
Urs Meier
Steven Hatton
Ahmed Saleh
Tayloe Draughon
João Bohner
Kunal Patel
Graham Seel
Melba Foggo
Nikhil Thadani