01 October 2016

44975

Retired Member

2,022Posts 6,551,609Views 2,294Comments
Finextra community

Financial Services Regulation

This network is for financial professionals interested in staying up to date on financial services regulation happening anywhere in the world. CFOs, bankers, fund managers, treasurers welcome.

Notification requirements under EMIR - FSA approach

13 March 2013  |  1760 views  |  0

FSA has a new webpage  setting out the notifications required from 15 March from financial and non-financial counterparties under the European Markets Infrastructure Regulation (EMIR). 

 The key points are that for:·    

-     unconfirmed OTC derivative transactions - financial counterparties must have procedures in place to report on a monthly basis any unconfirmed OTC derivative transactions that have been outstanding for more than five business days.  FSA will contact firms directly to request such information; and·       

-  transactions which exceed the clearing thresholds - non-financial counterparties must complete forms to notify FSA when they have breached or no longer exceed this threshold.  

FSA new website link:http://www.fsa.gov.uk/about/what/international/emir/emir-notifications-and-exemptions

Comments: (0)

Comment on this story (membership required)

Latest posts from Retired

Fintech innovation in the B2B space has only just begun

12 September 2016  |  8838 views  |  1 comments | recomends Recommends 0 TagsPaymentsInnovation

What internet retailers need to know about Google’s recent webspam report

08 August 2016  |  8199 views  |  0 comments | recomends Recommends 0 TagsPayments

Modelling fixed income: Why realtime analytics are key

29 July 2016  |  5160 views  |  0 comments | recomends Recommends 0 TagsPost-trade & ops

How the right credit card processing partner eases payment security burdens

28 July 2016  |  4394 views  |  0 comments | recomends Recommends 0 TagsSecurityPayments

Who is looking after your cash?

22 June 2016  |  3185 views  |  0 comments | recomends Recommends 0

Retired's profile

job title
location
member since 2014
Summary profile See full profile »

Retired's expertise

What Retired reads
Retired writes about

Who's commenting on Retired's posts

Ketharaman Swaminathan
Graham Seel
Gerard Hergenroeder
Konstantin Rabin
Matt Schofield
Anna Robert
Ian Davis
Steve Patel
Aparty Behera
Karim Maalouf