AIFM-UCITS managers deadlines
MiFID II January 3, 2018
- distribution strategies, reporting , liquidity management and costs, implementation programmes
- Governance/ Operations/Compliance procedures for institutional research
- Financial collateral arrangements (TTCA’s), the services of custodians for CCP clearing and settlement
- specific arrangements for retail/non-retail when conducting security financing
ESMA´s Technical and Reporting guidelines
Regulatory requirements as:
- CPO-PQR, Form ADV, Form PF, N-MFP, N-PORT,
- BCBS261,206(4)-7, Rule 38a-1, Solvency II , PRIIPs
AIFM-UCITS managers and T2S services
- T2S - a new production the post-trade infrastructure landscape
- T2S - a custodian/ operational, client service needs,
- T2S - cost, capital and liquidity efficiencies.
- T2S - a technical aspects – a single access connectivity to multiple markets,
- T2S - a models to optimise operational and cost efficiencies
- T2S - a asset servicing outsourcing solutions.
- T2S - a respond to regulatory change such as CSDR, Basel III, CRD IV, EMIR
- T2S - OTC derivatives - collateral and requirements