18 August 2017

Risk & regulation

Stephen BurkeCordium - London

How hard will Brexit be for you? What investment managers need to consider now

21 hours ago  |  1963 views  |  0 comments | recommendations Recommends 1

Theresa May has been re-elected but she has lost her parliamentary majority. Even with a ‘confidence and supply’ agreement with the pro-remain Democratic Unionist Party (DUP), political risk in UK is raised and it is unclear whether Mrs May, or the DUP agreement, will survive the Brexit process. It is a far cry from the strengthened negotiation p...

TagsRisk & regulation
Christian VoigtFidessa - London

For infosec the only way is global

17 August 2017  |  2292 views  |  0 comments | recommendations Recommends 0

With information security rapidly gaining prominence over the last few years legislators have jumped into action to improve safeguards and public confidence in IT systems. While information security concerns prevail across all industries, in financial services due regard for them is absolutely crucial to the maintenance of functioning markets. Jus...

TagsSecurityRisk & regulation
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Maxwell Summerfield
Maxwell SummerfieldCitycom Solutions - London

MiFID II - Finding the way to compliant communications

14 August 2017  |  4250 views  |  1 comments | recommendations Recommends 0

MiFID II seemed so far away when it was pushed back until January 3rd 2018!! This has been a long time coming, and despite the looming deadline, firms are still trying to work out what they need to d...

TagsRisk & regulationGroupMiFID
John Bertrand
John BertrandSAP - London

Open Banking: Know the rules to avoid a shipwreck

14 August 2017  |  4041 views  |  0 comments | recommendations Recommends 0

Twelfth Night starts with a shipwreck. Emma Rice’s production at The Globe was magical: Shakespeare would have applauded. Superb were Feste, the wise fool, and Malvolio, the whistling regulator. The...

TagsRisk & regulationInnovationGroupFinancial Services Regulation
Kannan Subramanian Ramakrishnan
Kannan Subramanian RamakrishnanProspero Software Solutions P Ltd - Chennai

Money Laundering, Financing of Terrorism, Demonetisation - is it a tool? What is the impact?

11 August 2017  |  5500 views  |  0 comments | recommendations Recommends 0

You may be aware that the Government of India demonetised the highest two denomination bills of INR1000/- and INR500/- on 8th November 2016. Whilst, the usage of demonetisation as a tool to fight

TagsRisk & regulationGroupFinancial Risk Management
Kirston Winters
Kirston WintersIHS Markit - London

MiFID II and Trade Reporting: Get Ready for Big Changes

11 August 2017  |  5109 views  |  0 comments | recommendations Recommends 0

MiFID came into effect in 2007 – under the current regime, buyside firms are typically not required to publish trades and real-time public reporting (“trade reporting”) is handled by trading venues an...

TagsRisk & regulationGroupMiFID
Stuart Clarke
Stuart ClarkeNuix - London

Compliance: Overcome the data deficit

11 August 2017  |  8049 views  |  0 comments | recommendations Recommends 0

The technology requirements to analyse large data sets have never been more in demand in Financial Services. In 2017 financial institutions are creating vast swathes of data far beyond what we saw jus...

TagsSecurityRisk & regulationGroupData Protection Act Issues
Paul Thomas
Paul ThomasProvenir - London & New York City

BI and Analytics - A New Perspective

09 August 2017  |  11646 views  |  0 comments | recommendations Recommends 0

It has been said, and we will say it again, that ‘data is the new oil.’ Volumes of data, and the number of channels through which that data flows are exploding. In 2016, we created more data than the ...

TagsRisk & regulationRetail bankingGroupFinancial Risk Management
Ivy Schmerken
Ivy SchmerkenFlexTrade Systems - Great Neck

MiFID II Transparency Puts Stress on Data Architecture

09 August 2017  |  5834 views  |  0 comments | recommendations Recommends 0

With only four months to go until the MiFID II’s Jan. 3, 2018 implementation date, buy-side firms are facing huge changes in disclosure and transparency requirements, which could upend their data mana...

TagsTrade executionRisk & regulationGroupMiFID
Sundeep Tengur
Sundeep TengurSAS Institute - London

A fraud perspective on PSD2

05 August 2017  |  7374 views  |  0 comments | recommendations Recommends 0

PSD2 is currently the hot topic in the payments industry in Europe. One of the main changes is the creation of new payment actors: Third Party Providers (TPP). We will witness several non-banking enti...

TagsPaymentsRisk & regulation
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