11 December 2016

Risk & regulation

Michael WilkinsFidessa - London

That's your limit!

09 December 2016  |  2220 views  |  0 comments | recommendations Recommends 0

As is so often the case with some of the lengthy documents that make up the Shakespearean drama that is the MiFID II implementation, the devil is in the detail. The technical standards on position limits for commodity derivatives are a good example. Right at the very end, just before President Juncker's imprimatur, is a little tidbit suggesting th...

TagsTrade executionRisk & regulation
Paul ThomasProvenir - London

What Does the Chief Risk Officer Want for Christmas?

09 December 2016  |  2263 views  |  0 comments | recommendations Recommends 0

After a hectic 2016, chief risk officers will be hoping for a quiet wind-down to the year and a high-performing, risk-managed 2017. But what do they need this Christmas in order to have a successful 2017? Top of each CRO’s wish list is speed. Companies need to accelerate customer onboarding and are continuously striving to improve the customer expe...

TagsRisk & regulationInnovation
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Sarah Clark
Sarah ClarkMitek - San Diego

Identity verification in an era of data breaches

08 December 2016  |  3378 views  |  0 comments | recommendations Recommends 1

Cyberattacks and breaches have grown in frequency, and losses are on the rise. In 2015 the number of U.S. data breaches continued to break records with 781 reported where the number of records exposed...

TagsSecurityRisk & regulationGroupInnovation in Financial Services
Simon Moss
Simon MossPneuron Corp - New York City

AML Transaction Monitoring Systems: Increasingly ineffective, but perhaps not outdated

06 December 2016  |  3683 views  |  0 comments | recommendations Recommends 0

We need to accelerate TMS roadmaps and increase the agility of the big investments we’ve made in these systems As the backbone of Anti-Money Laundering (AML) deployments for more than 15 years now, ...

TagsRisk & regulationTransaction banking
Rhodri James
Rhodri JamesProvenir - London

5 Steps to Prepare for the New 'Beneficial Ownership’ KYC Rules

06 December 2016  |  2887 views  |  0 comments | recommendations Recommends 0

Additional stringent know your customer (KYC) regulation comes into effect in the US in spring 2018. The new rules concern ‘beneficial ownership’ – institutions will have to discover ‘ownership’ – def...

TagsSecurityRisk & regulation
Laura Glynn
Laura GlynnFenergo - Dublin - London- New York - Sydney

FATF Finds US Beneficial Ownership Lacking

05 December 2016  |  2451 views  |  0 comments | recommendations Recommends 0

By Laura Glynn, Global Manager of Regulatory Affairs, Fenergo It has been ten years since FATF published its last Mutual Evaluation Report (MER) of the United States. On December 1st, 2016, as many o...

TagsRisk & regulation
Chris Day
Chris DayBMT Consulting GmbH - Nottingham

BCBS 239 - Semantic Quality

05 December 2016  |  2469 views  |  0 comments | recommendations Recommends 0

The only way to ensure that aggregate information in which to make critical decisions upon is accurate and precise is through semantic quality. The silos of data quality metrics across individual syst...

TagsRisk & regulationInnovation
Henry Hilska
Henry HilskaConvexity Solutions - New York

KYC: Solving the Regulatory Challenges of Data Privacy

02 December 2016  |  4587 views  |  0 comments | recommendations Recommends 0

Data Privacy regulations increase challenges for bank KYC and AML programs Financial services organizations are under increasing pressure from regulators to focus on KYC and client due diligence. Thi...

TagsRisk & regulationRetail bankingGroupFinancial Services Regulation
Kevin Cullen
Kevin CullenVolante Technologies - Jersey City

How RegTech Could Keep a Firm from Being Overprotective

01 December 2016  |  4004 views  |  0 comments | recommendations Recommends 0

One solution to protecting financial data is simply to treat all data as sensitive. This would avoid the complicated work of developing and implementing complex data aggregation tools and procedures. ...

TagsRisk & regulationInnovationGroupInnovation in Financial Services
Ron Teicher
Ron TeicherEverCompliant - New York

The Road To Overcoming Data Overload

01 December 2016  |  3796 views  |  0 comments | recommendations Recommends 0

You don’t need to be an actuary to notice the correlation between the growth of ecommerce and the evolution of online merchant-based payment fraud. This is due two main factors: The first is the proli...

TagsPaymentsRisk & regulation
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