23 July 2016

Risk & regulation

Graham SeelBankTech Consulting - Concord

It Takes a Village to Manage Operational Risk

16 hours ago  |  1851 views  |  0 comments | recommendations Recommends 0

Whose job is it to manage operational risk? The Chief Risk Officer? Check Operations Management? Check Compliance? Check Data Management? Check Technology Providers, FinTech and RegTech? Check Yours and mine? Check! Yesterday I had the pleasure and privilege of moderating a great panel discussion on Big Data Analytics for Risk Management. The dis...

TagsRisk & regulationInnovationGroupInnovation in Financial Services
Christian VoigtFidessa - London

Light relief for dark pools

19 hours ago  |  1855 views  |  0 comments | recommendations Recommends 0

The dark pool debate has raged across the globe for some time now and, in every jurisdiction, it’s more often than not accompanied by a smattering of assumptions on almost everything and certain knowledge of almost nothing. Fair enough, in the absence of hard facts, the term dark pool doesn’t really instil a great deal of trust from the outside wo...

TagsTrade executionRisk & regulation
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Anna Tomczyk
Anna TomczykGFT - London

How machine learning can cut costs on transaction monitoring: a new design for a new world!

21 July 2016  |  4343 views  |  0 comments | recommendations Recommends 0

The need for transaction monitoring The world today is a very different place than even ten years ago; criminal activity is increasingly sophisticated and terrorist financing uses cutting edge technol...

TagsRisk & regulationInnovation
Cyrus Daftary
Cyrus DaftaryMarkit | CTI Tax Solutions - Boston

871m: the death knell for US equity derivatives?

20 July 2016  |  2942 views  |  0 comments | recommendations Recommends 0

First there was FATCA, then CRS. Now financial institutions have a new tax mandate to meet – Section 871(m). So what do these three numbers mean and will it really sound a death knell for US equity de...

TagsRisk & regulation
Tayloe Draughon
Tayloe DraughonNeurensic, Inc. - Chicago

I thought I was clever enough to not get caught

20 July 2016  |  2769 views  |  0 comments | recommendations Recommends 0

Since November 2015, our machine learning tool for detecting spoofing and market manipulation has been getting a lot of buzz. The company has a record of detecting market manipulation in listed deriva...

TagsTrade executionRisk & regulationGroupFinancial Services Regulation
Peter Farley
Peter FarleyMisys - London

All eyes on ECB’s stress test results: More questions than answers?

20 July 2016  |  2797 views  |  0 comments | recommendations Recommends 0

Anticipation is rising ahead of the results of the latest ECB stress tests on European banks, due on 29 July. The results will determine whether the banks have sufficient capital buffers to withstand ...

TagsRisk & regulation
Laura Glynn
Laura GlynnFenergo - Dublin - London- New York - Sydney

5 Point Plan for CRS Implementation

20 July 2016  |  2653 views  |  4 comments | recommendations Recommends 0

In this blog I outline a 5-point plan for achieving full CRS compliance efficiently and effectively. 1. Identify CRS Reportable Population The first step to determining CRS Reporting obligations i...

TagsRisk & regulation
Graham Seel
Graham SeelBankTech Consulting - Concord

What Every FinTech CEO Should Know About Risk Management

19 July 2016  |  7630 views  |  0 comments | recommendations Recommends 0

A FinTech CEO who doesn’t understand risk management is at a crushing disadvantage. Why? Banking at its core IS the business of managing risk. Banks don’t just have to be risk-aware. They are in the ...

TagsRisk & regulationInnovationGroupInnovation in Financial Services
Anne Plested
Anne PlestedFidessa - London

No summer break for MiFID II

18 July 2016  |  3512 views  |  0 comments | recommendations Recommends 0

You may have noticed that the MiFID II Regulatory Technical Standards (RTS) continue to roll off the press at a steady pace signalling finalisation of the Level 2 detail. Last week alone seven RTS do...

TagsTrade executionRisk & regulation
John Rockliffe
John RockliffeHyland Software - London

Chief digital officers can bring innovation, but the company has to get behind their ideas

15 July 2016  |  5336 views  |  0 comments | recommendations Recommends 0

The number of companies employing a chief digital officer (CDO) to drive their technological development is soaring, and the financial services sector is getting in on the act. With a real understandi...

TagsRisk & regulationRetail bankingGroupInnovation in Financial Services
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