Maryse GordonUnaVista, London Stock Exchange Group - New York
21 March 2017 | 2330 views | 0 | Recommends 1
Consolidate Audit Trail –Thought Leadership: Timeliness of Reporting While US broker dealers anticipate the initiation of the Consolidated Audit Trail (CAT), many aspects of this regulation remains a topic of conversation for the industry. One area of particular interest is on the subject of timeliness for reporting. ‘Timeliness’ has been defined a...
TagsRisk & regulation