25 September 2016

Risk & regulation

Christian VoigtFidessa - London

The long and the short of it

22 September 2016  |  2205 views  |  0 comments | recommendations Recommends 0

MiFID II requires trading venues to store personally identifiable information (each potentially 50 characters long) relating to the traders, investment managers and clients of the orders they receive. While it might be very convenient for surveillance to have order book data married up with personal data, this requirement is not only an additiona...

TagsTrade executionRisk & regulation
David WeisbergerIHS Markit - New York

'Can I see clearly now?'

22 September 2016  |  2444 views  |  0 comments | recommendations Recommends 0

A word cloud of any speech by regulators or market structure pundits would feature the word "transparency" prominently. A common refrain: "Sunlight is the best disinfectant" is universally supported in these discussions. When the conversation turns to regulation, however, the excuses start to fly. Most favor other people making...

TagsTrade executionRisk & regulation
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Alex Novik
Alex NovikAdvapay - Tallinn

Incorrect post

21 September 2016  |  267 views  |  0 comments | recommendations Recommends 0

Incorrect post

TagsPaymentsRisk & regulation
Steve Grob
Steve GrobFidessa - London

Central Risk Books - the new black for capital markets

20 September 2016  |  3250 views  |  1 comments | recommendations Recommends 0

I first came across the term "central risk book" at an event in Rome a couple of weeks back. It seems like it's the banks’ answer to the dark pool caps that will be upon us in a little over ...

TagsTrade executionRisk & regulation
Said Tabet
Said TabetDell EMC - Boston

Data and Reporting - a Financial Services Help or Hindrance?

20 September 2016  |  2410 views  |  0 comments | recommendations Recommends 0

The past few years have seen the financial services undergo a period of unprecedented change. While trying to keep up with the ever-changing demands of consumers, FS organisations are also facing a ba...

TagsRisk & regulationInnovation
Anne Plested
Anne PlestedFidessa - London

The ever-growing MiFID II shopping list

19 September 2016  |  3121 views  |  1 comments | recommendations Recommends 0

Amongst other things, MiFID II’s transparency reforms intend to clean up the quality of post-trade data and eradicate duplicate prints – long-suffered bugbears for investment firms. But in simply stat...

TagsTrade executionRisk & regulation
Carlo R.W. De Meijer
Carlo R.W. De MeijerIndependent - Maarrssen

Blockchain, Financial Regulatory Reporting and Challenges

16 September 2016  |  6949 views  |  1 comments | recommendations Recommends 0

It is always challenging to look for new topics worth mentioning related to blockchain or distributed ledger technology. One issue that needs special attention is financial regulation reporting under ...

TagsBlockchainRisk & regulation
Sarah Clark
Sarah ClarkMitek - San Diego

Leveraging Digital Identity Verification to Stay On Top of New AML Regulations

15 September 2016  |  4083 views  |  0 comments | recommendations Recommends 1

Coping with the rapid pace at which new Anti-Money Laundering (AML) regulations are enacted poses quite a challenge to enterprises worldwide. If you take the case of financial institutions, this entai...

TagsMobile & onlineRisk & regulationGroupFinancial Services Regulation
Richard Mossman
Richard MossmanCerteco - London

Banks risk missing red tape deadlines

15 September 2016  |  2564 views  |  0 comments | recommendations Recommends 0

The Financial Stability Board (FSB), chaired by the Bank of England’s Mark Carney, recently warned that banks have flagged their concerns about missing regulatory deadlines, with Basel III being highl...

TagsRisk & regulationRetail banking
Christoffer Hernæs
Christoffer HernæsSpareBank 1 - Oslo

PSD2 - opportunities, threats and strategic options for banks

15 September 2016  |  3851 views  |  0 comments | recommendations Recommends 1

PSD2 will force banks to open up their infrastructure to third parties by offering APIs under the XS2A (access to account) rule. The directive has the potential to fundamentally alter the payment land...

TagsRisk & regulationInnovation
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