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Matt Smith

Why Monitoring News to Detect Insider Trading is Now Essential

As the Covid-19 pandemic continues, global regulators are warning financial services firms that they may need to enhance their trade surveillance activities to ensure they detect potential financial c...

06 Aug 2020
Financial Services Regulation
Matt Smith

Are we doing enough to democratise data?

In today’s highly digitalised world, data is at the core of everything we do. The increased use of technology means that firms now produce and process more data than ever before. This is particularly ...

01 Aug 2019
Financial Services Regulation
Matt Smith

MiFID II - Moving past the challenges

Since MiFID II was implemented at the start of 2018, financial markets have struggled to adapt to the new and rigorous regulatory requirements. Recently, high profile cases have brought the consequenc...

10 Jun 2019
Financial Services Regulation
Matt Smith

MiFID II - One Year On

We are close approaching the 1st anniversary of the most anticipated regulatory change in recent years – MiFID II. Sweeping into force on January 3, 2018 MiFID II brought with it a huge overhaul of th...

02 Jan 2019
Banking Regulations
Matt Smith

The compliance revolution... How RegTech is changing the face of regulation

Seismic regulatory changes have been sweeping the financial services sector since the crisis in 2008. Banking and finance in general have moved decisively in favour of stronger regulation, and a numbe...

15 Oct 2018
Innovation in Financial Services
Matt Smith

The new wave of democracy

In today’s digital world, data is at the heart of every business. The increased use of technology means that companies now produce and process more data than ever before. Until recently, however, that...

23 Aug 2018
Digital Banking Trends

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