20 January 2017

Financial Services Regulation

A Finextra Community Group

384Posts 929,248Views 50Comments

Latest blog posts

Martijn GrootAsset Control - Amsterdam

The Regulatory Web of Complexity

11 January 2017  |  2347 views  |  0 comments | recommendations Recommends 0

At the centre of financial services risk management and regulatory compliance is the convergence of data from a huge range of information silos, departments, product lines, customers and risk categories. Risk and finance are at the end of an extensive chain, examining the consolidated threads, uncovering issues and spotting patterns. This is where...

TagsRisk & regulationPost-trade & ops
Jason BoudMultiple - London

Could RegTech save the banking industry?

30 December 2016  |  10002 views  |  0 comments | recommendations Recommends 0

RegTech alone will not save the banking industry. It must embrace digital and work out the supply chain disruption that #FinTech has created. However with profit margins continuing to shrink, regulations continuing to add further complexity on an already muddled landscape. Automation of process using technology, innovative use of technology to red...

TagsRisk & regulationWholesale banking
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Thomas Hook
Thomas HookPegasystems Inc. - Cambridge

FATF’s AML Evaluation of the US: Will it Drive More Regulatory Changes?

12 December 2016  |  3275 views  |  0 comments | recommendations Recommends 0

On December 1, 2016 the Financial Action Task Force (FATF) released its Mutual Evaluation Report of the US Anti-Money Laundering (AML) and Counter Terrorist Financing (CTF) Measures. While the report ...

TagsRisk & regulationInnovation
Henry Hilska
Henry HilskaConvexity Solutions - New York

KYC: Solving the Regulatory Challenges of Data Privacy

02 December 2016  |  5477 views  |  1 comments | recommendations Recommends 0

Data Privacy regulations increase challenges for bank KYC and AML programs Financial services organizations are under increasing pressure from regulators to focus on KYC and client due diligence. Thi...

TagsRisk & regulationRetail banking
Cornelius Nandyal
Cornelius NandyalAssociates in Capital Markets - London

The Bank of England - SONIA Reforms

08 November 2016  |  3424 views  |  0 comments | recommendations Recommends 0

The Bank of England (BoE) has recently published a consultation paper on reforming the Sterling Overnight Index Average (SONIA) benchmark. It had conducted a similar exercise, albeit exploratory, as a...

TagsRisk & regulationInnovation
Tayloe Draughon
Tayloe DraughonDraughon.us - Chicago

CFTC’s Issuance of Foreign Boards of Trade Permits

01 November 2016  |  2435 views  |  0 comments | recommendations Recommends 0

The CFTC announced on October 31st, 2016 that they issued Orders of Registration to the following Foreign Boards of Trade (FBOT): Eurex CME Europe Limited ICE Futures Europe The London Metal Exch...

TagsTrade executionRisk & regulation
Stuart Lacey
Stuart LaceyTrunomi - London

Brexit Notwithstanding: GDPR Means GDPR

07 October 2016  |  7494 views  |  0 comments | recommendations Recommends 0

Last week I joined attendees at CtrlShift’s Personal Information Economy event, where Elizabeth Denham, the UK’s new Information Commissioner, gave her inaugural speech. Denham’s overriding message i...

TagsRisk & regulationBrexit
Abhishek Chatterjee
Abhishek ChatterjeeDell Inc - London

SIBOS 2016 - Protect customer, reduce risk and simplify core

05 October 2016  |  4300 views  |  1 comments | recommendations Recommends 1

Last year SIBOS was an inflection point for transaction bankers and FinTech, but this year in Geneva we saw a very measured response to key Industry challenges faced across the globe, starting from Cy...

TagsRisk & regulationSibos
Sarah Clark
Sarah ClarkMitek - San Diego

Leveraging Digital Identity Verification to Stay On Top of New AML Regulations

15 September 2016  |  5135 views  |  1 comments | recommendations Recommends 3

Coping with the rapid pace at which new Anti-Money Laundering (AML) regulations are enacted poses quite a challenge to enterprises worldwide. If you take the case of financial institutions, this entai...

TagsMobile & onlineRisk & regulation
Cornelius Nandyal
Cornelius NandyalAssociates in Capital Markets - London

EU Benchmarks Regulation: Benchmarks Continuity and Market Protection through Article 23

02 September 2016  |  7746 views  |  0 comments | recommendations Recommends 0

“…necessary to include a power for the relevant competent authority to require mandatory contributions from supervised entities to critical benchmarks in order to preserve the credibility of the bench...

TagsRisk & regulation
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Founded by Anthony Carfang
Date 01 Jul 2010
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This network is for financial professionals interested in staying up to date on financial services regulation happening anywhere in the world. CFOs, bankers, fund managers, treasurers welcome.
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