Christian VoigtFidessa - London
4 hours ago | 1007 views | 0 | Recommends 0
Recording the execution decision maker is a new requirement under MiFID II. Working out how to populate that field turns out to be trickier than expected. Take a buy-side that gives strict execution instructions on how to execute its agency care order. On the one hand, you could argue that the sell-side made no decisions and therefore records NORE ...
TagsRisk & regulationWholesale bankingGroupMiFID