25 September 2017

Post-trade & ops

Archive for: 2013
a non-active Finextra member

False assumptions

13 December 2013  |  2890 views  |  0 comments | recommendations Recommends 0

The recent Financial Conduct Authority (FCA) European Market Infrastructure Regulation (EMIR) Trade Reporting Seminar featured a surprise announcement surrounding EMIR trade reporting requirements. Contrary to popular belief, the FCA declared that it expects firms to immediately report trades opened since 16 August 2013 (the EMIR start date) that ...

TagsRisk & regulationPost-trade & ops
Matt DoltonKynetix - London

Post-trade malaise in managing exceptions

12 December 2013  |  2584 views  |  0 comments | recommendations Recommends 0

Even after all these years many organisations have not yet managed to get their back-office processes as slick as the front office, especially when it comes to managing exceptions in post-trade processing of derivatives. With regulatory bodies around the globe placing ever increasing emphasis on operational risk for derivatives (both ETD and OTC), ...

TagsRisk & regulationPost-trade & ops
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Henner Brüner
Henner BrünerCapco - London

Quad-Party Clearing - a Winner's Curse?

10 December 2013  |  2030 views  |  0 comments | recommendations Recommends 0

Quad-Party Clearing – a buy-side focused clearing model – was widely perceived as an innovative solution for the clearing obligation under EMIR (European Market Infrastructure Regulation). The benefit...

TagsPost-trade & opsInnovation
Retired Member
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EMIR trade reporting: Starter's orders

11 November 2013  |  3896 views  |  0 comments | recommendations Recommends 0

With the European Securities and Markets Authority (ESMA) having finally authorised the first trade repositories under the European Market Infrastructure Regulation (EMIR), the race to implement trade...

TagsRisk & regulationPost-trade & ops
Retired Member
a non-active Finextra member

Investment Data Management the DNA of Investment Management

10 November 2013  |  2998 views  |  0 comments | recommendations Recommends 0

Asset owners and investment managers across the globe are sitting on a goldmine of investment data which, if fully harnessed, can lead to better outcomes for investors and facilitate better decision m...

TagsRisk & regulationPost-trade & ops
Neil Crammond
Neil Crammondtrader - london

code of silence broken !

06 November 2013  |  3004 views  |  0 comments | recommendations Recommends 0

code of silence broken CITI , RBS . BZW . UBS . GSF . ICAP . RABOBANK cartel traders guilty of persistent market abuse . I struggle to find confidence in our markets when yet again senior players a

TagsRisk & regulationPost-trade & ops
Chris DeBrusk
Chris DeBruskRule Financial - New York

Worlds apart: The end of offshore development?

04 November 2013  |  3684 views  |  3 comments | recommendations Recommends 0

The migration of software development to low-cost offshore locations has, thus far, been a major trend in the 21st century. Prompted by the dual challenges of reducing costs whilst simultaneously adap...

TagsRisk & regulationPost-trade & ops
Retired Member
a non-active Finextra member

Regulatory Change: Opportunity or Vexation?

31 October 2013  |  2789 views  |  0 comments | recommendations Recommends 0

My working week usually takes me to 2-3 different countries, and during the course of each day I am fortunate enough to meet with the senior business and technology leaders of Buy & Sell side firm...

TagsRisk & regulationPost-trade & ops
Richard Chapman
Richard ChapmanSunGard - Singapore

Is Complacency the Enemy of Reconciliation Efficiency?

31 October 2013  |  1691 views  |  0 comments | recommendations Recommends 0

To misquote a well-worn proverb, the road to inefficiency is paved with good intentions. This seems to be the case, at least, for many reconciliation teams, which are failing to follow up on their we

TagsRisk & regulationPost-trade & ops
Retired Member
a non-active Finextra member

Buyside collateral outsourcing: Running out of time?

30 October 2013  |  2625 views  |  0 comments | recommendations Recommends 0

I was at a buyside collateral conference a week or so ago (running a workshop), and asked the audience - mainly European asset managers and financial institutions - what their firm was doing about the...

TagsRisk & regulationPost-trade & ops
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