17 October 2017

MiFID

A Finextra Community Group

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Archive for: September, 2009
a non-active Finextra member

Trade Reporting; all at sea

17 September 2009  |  3589 views  |  0 comments | recommendations Recommends 0

You would have though that trade reporting would be a simple thing with the regulatory organisation specifying what they wanted reported, by what medium, by whom and when but this is all too simplistic for today's markets. A discussion with one of the UK's top firm's compliance officers this week opened my eyes to the sheer lunacy of regulatory re...

TagsPost-trade & opsWholesale banking
a non-active Finextra member

Recovery or blip

15 September 2009  |  3947 views  |  0 comments | recommendations Recommends 0

There are certainly plenty of positive noises coming out of SIBOS and a real feel that the worst of the financial and economic crisis is over but is this flag waving just a bit to soon and overly optimistic? Over the last six months we have seen many indicators that the economies of the USA, the EU, Japan and China are doing far better than expecte...

TagsTrade execution
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Gary Wright
a non-active Finextra member

MiFID: Back to square one

11 September 2009  |  4211 views  |  0 comments | recommendations Recommends 0

Recent surveys appear to show that the buy side and investors are getting a real raw deal with MiFID. Wealth managers are feeling the pinch with so many new trading venues to connect to even to have a...

TagsTrade execution
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Founded by An ex-member
Date 16 Feb 2007
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