28 May 2017

Financial Services Regulation

A Finextra Community Group

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Archive for: August, 2011
a non-active Finextra member

Summer time and the trading is easy... next year

31 August 2011  |  3749 views  |  0 comments | recommendations Recommends 0

FSA mobile recording compliance and the working holiday. It’s August and the City has that almost peaceful summer feel, as its workers migrate to hotter climes for their “Worlidays”. Worlidays, a name created by Lucy Kellaway describes the sort of holidays many of us take these days, not least traders and customer teams in investment banking: not a...

TagsWholesale banking
Gaurav HandaOracle Financial Services - Redwood Shores

European Banks Prepare for Possible Basel III Redux

05 August 2011  |  5053 views  |  0 comments | recommendations Recommends 0

It has been said, “Those who fail to learn from history are doomed to repeat it,” and as recent events have demonstrated, many European banks held too little loss-absorbing capital to allow for the risks being run not only in extreme adverse conditions, but in some of the more vanilla activities, as well. The Irish mortgage market is a prime examp...

TagsRisk & regulation
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Founded by Anthony Carfang
Date 01 Jul 2010
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This network is for financial professionals interested in staying up to date on financial services regulation happening anywhere in the world. CFOs, bankers, fund managers, treasurers welcome.
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