28 May 2017

Financial Services Regulation

A Finextra Community Group

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Archive for: February, 2011
a non-active Finextra member

Mobile recording: now is time to act

24 February 2011  |  5348 views  |  0 comments | recommendations Recommends 0

So, after all the expectation, it’s happened. With its Revised Policy Statement (10/17), the Financial Services Authority (FSA) has removed the initial exemption for mobile calls and texts. As of 14 November 2011, therefore, financial service businesses must record all relevant electronic communications involving the giving of advice or taking o...

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Founded by Anthony Carfang
Date 01 Jul 2010
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This network is for financial professionals interested in staying up to date on financial services regulation happening anywhere in the world. CFOs, bankers, fund managers, treasurers welcome.
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