13 December 2017

65582

Anne PlestedFidessa - London

More unanswered questions

16 November 2017  |  3707 views  |  0 comments | recommendations Recommends 0

At first glance, the MiFID II trading obligation for shares seems fairly benign, bringing the bulk of equities trading ‘safely’ back to regulated execution venues. Whilst appearing all encompassing, it still leaves room for plain old-fashioned OTC trading on an ad hoc basis (or, technically speaking, below the threshold for an EU SI). But add into...

TagsTrade executionRisk & regulation
Anne PlestedFidessa - London

The MiFID II waiting game

13 October 2017  |  5233 views  |  0 comments | recommendations Recommends 0

We are now well into October and market participants are still waiting patiently for ESMA to provide details of instrument data for MiFID II. The industry is keen to consume important data to drive functionality and trading strategies; basics such as which instruments are in scope, which are classed as liquid, what is large in scale and where the ...

TagsTrade executionRisk & regulation
More blog posts
Anne Plested
Anne PlestedFidessa - London

Bottlenecks ahead

29 September 2017  |  4945 views  |  0 comments | recommendations Recommends 0

ESMA issued a public statement yesterday recognising that there is just not enough time to review all the pre-trade transparency waivers and position limits before MiFID II comes into force on 3rd Jan...

TagsTrade executionRisk & regulation
Anne Plested
Anne PlestedFidessa - London

ESMA sets a date for SI compliance

08 November 2016  |  3302 views  |  0 comments | recommendations Recommends 0

Intended to promote practical convergence and common supervisory approaches and practices, like EMIR and MAR before them, the MiFID II Q&A is fast becoming a favourite on my browser. In its recent...

TagsTrade executionRisk & regulation
Anne Plested
Anne PlestedFidessa - London

The clock’s ticking on MiFID’s extra time

06 October 2016  |  3957 views  |  0 comments | recommendations Recommends 0

As we edge ever-closer to January 2018, the finer details of MiFID II are yet to fully surface, particularly with regard to RTS 22 and the rules around transaction reporting – undeniably one of the la...

TagsTrade executionRisk & regulation
Anne Plested
Anne PlestedFidessa - London

The ever-growing MiFID II shopping list

19 September 2016  |  5527 views  |  1 comments | recommendations Recommends 0

Amongst other things, MiFID II’s transparency reforms intend to clean up the quality of post-trade data and eradicate duplicate prints – long-suffered bugbears for investment firms. But in simply stat...

TagsTrade executionRisk & regulation
Anne Plested
Anne PlestedFidessa - London

No summer break for MiFID II

18 July 2016  |  5878 views  |  0 comments | recommendations Recommends 0

You may have noticed that the MiFID II Regulatory Technical Standards (RTS) continue to roll off the press at a steady pace signalling finalisation of the Level 2 detail. Last week alone seven RTS do...

TagsTrade executionRisk & regulation
Anne Plested
Anne PlestedFidessa - London

So much to do, so little time

23 March 2016  |  11845 views  |  0 comments | recommendations Recommends 0

This week’s closing date for the ESMA consultation, which sets out amongst other things a non-exhaustive list of transaction reporting examples as Level 3 guidance, is a keen reminder of just how muc...

TagsTrade executionRisk & regulation
Anne Plested
Anne PlestedFidessa - London

And the MiFID II award for early guidance goes to...

20 January 2016  |  2972 views  |  0 comments | recommendations Recommends 1

Amidst the on-going rumblings about delays to MiFID II, and the budget and planning uncertainty this has created, it’s good to see that market participants continue to press on with implementation. Mi...

TagsTrade executionRisk & regulation
Anne Plested
Anne PlestedFidessa - London

MiFID II choice cuts

08 October 2015  |  3043 views  |  0 comments | recommendations Recommends 0

The overhaul of transaction reporting under MiFID II continues unabated in the latest ESMA drafts, with new obligations and data changes still being introduced. Aimed at improving the quality of data ...

TagsTrade executionRisk & regulation
Previous 1 | 2 | 3 |Next
members
29,795
Members
comments
18,060
Comments
blogs
11,838
Posts
bloggers 
1,052
Active bloggers

Top bloggers: 30 days

Most viewed Engaging
Bo Harald
Bo Harald

Independent advisor and board profession...

Girish Patil
Girish Patil

Girish is currently working with BFS Cen...

Freddie McMahon
Freddie McMahon

Pioneering RegTech Chatbots http://www.c...

Breana Patel
Breana Patel

Founder of a management consulting firm...

Who is commenting on these posts

Ketharaman Swaminathan
Raymond Lee
James Andrew
Melvin Haskins
James Treacher
Patrick Chambeau
Alex Letts
Dharmesh Mistry
Kenneth Marritt
Olga Zhukova
John Bertrand
Tejasvi Addagada