Jeffrey AndersonFidessa - Chicago
50 minutes ago | 294 views | 0 | Recommends 0
An ESMA Q&A published this week provides some further guidance regarding the authorization of sub-delegated DEA providers, but it still leaves room for uncertainty. The Q&A draws a distinction between a DEA client that has EU exchange access directly via a member (Tier 1 DEA client), and a DEA client that obtains access through a sub-dele...
TagsRisk & regulationGroupMiFID