26 February 2017

MiFID

A Finextra Community Group

77Posts 325,192Views 46Comments
More blog posts
Brian Perfect
Brian PerfectActiance - London

Why Real-Time Archiving of Conversations is Essential for MiFID II

15 March 2016  |  5292 views  |  0 comments | recommendations Recommends 0

The deadline for enforcement may not be written in stone, but the countdown for MiFID II is on. As part of the new regulations, enterprises need to ensure that all records relating to client orders ar...

TagsRisk & regulation
Brian Perfect
Brian PerfectActiance - London

Don’t procrastinate with preservation

22 February 2016  |  3746 views  |  2 comments | recommendations Recommends 0

The deadline for MiFID II might be delayed, but financial organisations should be wary of putting off their plans to reinforce archiving of client communications. With every piece of litigation, the p...

TagsRisk & regulation
Iosif Itkin
Iosif ItkinExactpro part of London Stock Exchange Group - Moscow

The Next Generation of Testing Tools for Exchanges

17 October 2015  |  2311 views  |  0 comments | recommendations Recommends 0

The modern society expects quality and reliability from the modern exchange platforms. Thorough verification of exchange technology is not possible without adequate software testing tools. Understandi...

TagsRisk & regulationInnovation
Iosif Itkin
Iosif ItkinExactpro part of London Stock Exchange Group - Moscow

Innovation in Quality Assurance - What is the Impact on Trading Technology?

10 October 2015  |  3925 views  |  0 comments | recommendations Recommends 0

This post outlines some ideas on how particular changes in quality assurance might affect the trading technology. There are lots of discussions on Internet-of-Things, Cloud and Web. However, there are...

TagsTrade executionRisk & regulation
Gary Wright
a non-active Finextra member

Can you really test ethical behaviour?

24 October 2012  |  7873 views  |  0 comments | recommendations Recommends 0

I have never known ethics to be talked about so much as in the last year or two and we all know why. However, I was intrigued the other day when the Chartered Institute of Investment Services (CISI) (...

TagsRisk & regulationWholesale banking
Gary Wright
a non-active Finextra member

Ratings gone quiet or the lull before the calm

18 October 2012  |  3144 views  |  0 comments | recommendations Recommends 0

Since LIBOR broke into media frenzy territory the noise around ratings has gone pretty quiet. Although we have seen the appointment of Kevin Milne one of the City’s best assets by RVS the Singaporean ...

TagsRisk & regulationPost-trade & ops
Gary Wright
a non-active Finextra member

Getting to grips with Rogue Traders

17 October 2012  |  3676 views  |  1 comments | recommendations Recommends 0

At a City forum yesterday a representative from the FSA presented the seventeen definitions behind the operational risk management principles, which financial services firms are expected to practice t...

TagsTrade executionRisk & regulation
Iosif Itkin
Iosif ItkinExactpro part of London Stock Exchange Group - Moscow

TTLiquidity: what could be a single big improvement in SOR?

25 November 2009  |  5324 views  |  0 comments | recommendations Recommends 2

The TradTech Liquidity event was very good this year. It provides a good outlook on the state of the industry as well as perfect networking opportunities. Personally, I enjoyed the panel on How Smart ...

TagsTrade execution
Iosif Itkin
Iosif ItkinExactpro part of London Stock Exchange Group - Moscow

Consolidated tape and cost of surveillance systems

01 November 2009  |  4341 views  |  0 comments | recommendations Recommends 0

There is a set of vendor solutions available already to provide EBBO. Technology development and competition will enable buy-side to obtain a reasonable benchmark for the best-execution. On the other ...

TagsTrade executionTrade execution
Iosif Itkin
Iosif ItkinExactpro part of London Stock Exchange Group - Moscow

Sub-Millisecond Latency: One Figure, Many Dimensions

13 October 2009  |  5909 views  |  0 comments | recommendations Recommends 0

So, there are two matching engines claiming 100mks latency: Gatelab and MillenniumIT. This post is neither about arguing whether industry and especially buy-side really needs such enormous achievement...

TagsTrade execution
Previous 1 | 2 | 3 | 4 | 5 Next

About this group join  Join us

Founded by Retired Member
Date 16 Feb 2007
Group profile
A place to discuss MiFID
members
28,743
Members
comments
16,767
Comments
blogs
10,983
Posts
bloggers 
1,203
Active bloggers

Top posts in the last week

Top bloggers: 30 days

Most viewed Engaging
Steve Grob
Steve Grob

I am responsible for strategic developme...

Who is commenting on MiFID posts

Ahmed Saleh
John Cant
Ketharaman Swaminathan
Brian Perfect
Gary Wright
Iosif Itkin
Slava Gnevko
Nick Ogden
Stephen Wilson
Richard Self
Ali Pichvai
Dean Procter