30 September 2016

MiFID

A Finextra Community Group

73Posts 301,566Views 44Comments
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Gary Wright
a non-active Finextra member

Can you really test ethical behaviour?

24 October 2012  |  7761 views  |  0 comments | recommendations Recommends 0

I have never known ethics to be talked about so much as in the last year or two and we all know why. However, I was intrigued the other day when the Chartered Institute of Investment Services (CISI) (...

TagsRisk & regulationWholesale banking
Gary Wright
a non-active Finextra member

Ratings gone quiet or the lull before the calm

18 October 2012  |  3087 views  |  0 comments | recommendations Recommends 0

Since LIBOR broke into media frenzy territory the noise around ratings has gone pretty quiet. Although we have seen the appointment of Kevin Milne one of the City’s best assets by RVS the Singaporean ...

TagsRisk & regulationPost-trade & ops
Gary Wright
a non-active Finextra member

Getting to grips with Rogue Traders

17 October 2012  |  3613 views  |  1 comments | recommendations Recommends 0

At a City forum yesterday a representative from the FSA presented the seventeen definitions behind the operational risk management principles, which financial services firms are expected to practice t...

TagsTrade executionRisk & regulation
Iosif Itkin
Iosif ItkinExactpro part of London Stock Exchange Group - Moscow

TTLiquidity: what could be a single big improvement in SOR?

25 November 2009  |  5231 views  |  0 comments | recommendations Recommends 2

The TradTech Liquidity event was very good this year. It provides a good outlook on the state of the industry as well as perfect networking opportunities. Personally, I enjoyed the panel on How Smart ...

TagsTrade execution
Iosif Itkin
Iosif ItkinExactpro part of London Stock Exchange Group - Moscow

Consolidated tape and cost of surveillance systems

01 November 2009  |  4246 views  |  0 comments | recommendations Recommends 0

There is a set of vendor solutions available already to provide EBBO. Technology development and competition will enable buy-side to obtain a reasonable benchmark for the best-execution. On the other ...

TagsTrade executionTrade execution
Iosif Itkin
Iosif ItkinExactpro part of London Stock Exchange Group - Moscow

Sub-Millisecond Latency: One Figure, Many Dimensions

13 October 2009  |  5838 views  |  0 comments | recommendations Recommends 0

So, there are two matching engines claiming 100mks latency: Gatelab and MillenniumIT. This post is neither about arguing whether industry and especially buy-side really needs such enormous achievement...

TagsTrade execution
Gary Wright
a non-active Finextra member

Trade Reporting; all at sea

17 September 2009  |  3400 views  |  0 comments | recommendations Recommends 0

You would have though that trade reporting would be a simple thing with the regulatory organisation specifying what they wanted reported, by what medium, by whom and when but this is all too simplisti...

TagsPost-trade & opsWholesale banking
Gary Wright
a non-active Finextra member

Recovery or blip

15 September 2009  |  3739 views  |  0 comments | recommendations Recommends 0

There are certainly plenty of positive noises coming out of SIBOS and a real feel that the worst of the financial and economic crisis is over but is this flag waving just a bit to soon and overly opti...

TagsTrade execution
Gary Wright
a non-active Finextra member

MiFID: Back to square one

11 September 2009  |  3974 views  |  0 comments | recommendations Recommends 0

Recent surveys appear to show that the buy side and investors are getting a real raw deal with MiFID. Wealth managers are feeling the pinch with so many new trading venues to connect to even to have a...

TagsTrade execution
Gary Wright
a non-active Finextra member

Building from scratch to change the industry

28 July 2009  |  3553 views  |  0 comments | recommendations Recommends 0

I have written before about EMXCo the messaging system for Unitised Funds owned by Euroclear and how they continue to add new important institutions and intermediaries onto their system. It has just b...

TagsPost-trade & opsRetail banking
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Date 16 Feb 2007
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