24 October 2017


A Finextra Community Group

96Posts 443,332Views 53Comments
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Jan-Willem Van Capelle
Jan-Willem Van CapelleDrebbel - Amsterdam

MiFID II: regulatory burden or a driver for innovative change?

31 July 2017  |  3426 views  |  0 comments | recommendations Recommends 0

Today, MiFID II is undoubtedly the main point of focus for financial services providers. Coming into force on January the 3rd 2018, every MiFID responsible compliance officer or project manager is sup...

TagsRisk & regulationInnovation
Willem Lambrechts
Willem LambrechtsDrebbel - Ghent

No thanks, we are too busy...

27 July 2017  |  4066 views  |  0 comments | recommendations Recommends 7

As a financial technology broker, we have the privilege of operating in the heart of the financial technology eco-system. From this position we observe a quite odd but stunning anomaly within financia...

TagsRisk & regulationInnovation
Robin Smith
Robin SmithActiance - Theale

Countdown to MiFID II: Are You Ready?

26 July 2017  |  5609 views  |  0 comments | recommendations Recommends 0

For firms still procrastinating about finalising their plans to accommodate the changes required to capture, archive, and easily retrieve electronic communications (eComms) in accordance with MiFID II...

TagsRisk & regulation
Steve Grob
Steve GrobFidessa - London

Be careful what you wish for

26 April 2017  |  5432 views  |  0 comments | recommendations Recommends 0

Those of us who remember the good old days will recall the industry debate as to how much dark liquidity was really in existence. In one corner were the exchanges who, through FESE, claimed that the a...

TagsTrade executionRisk & regulation
Peter Williams
Peter WilliamsCJC Ltd - London

The High Frequency and The Furious - Clock Drift

27 March 2017  |  4217 views  |  0 comments | recommendations Recommends 0

In part one, I talked about the time synchronisation requirements coming into effect with regulations like MiFID II. Today I’d like to delve into some of the challenges that await us in tackling the...

TagsRisk & regulationTransaction banking
Peter Williams
Peter WilliamsCJC Ltd - London

MiFID II: Revenge of The Regulator

20 March 2017  |  7745 views  |  2 comments | recommendations Recommends 0

I'm a movie lover. I've seen more than the average person and can re-watch the same film hundreds of times (I'm looking at you Star Wars, Jaws, Ghostbusters…). When you watch a lot of movies you star...

TagsTrade executionRisk & regulation
Ivy Schmerken
Ivy SchmerkenFlexTrade Systems - Great Neck

MiFID II Regulations to Impact U.S. Asset Managers

14 March 2017  |  10359 views  |  0 comments | recommendations Recommends 0

North American broker-dealers and asset managers domiciled in the U.S. are watching their European counterparts gear up for compliance with MiFID II. But will MiFID II affect U.S. broker-dealers and a...

TagsTrade executionRisk & regulation
Jas Matharu
Jas MatharuBusiness Systems (UK) Ltd - London

Accountability and Cultural Change for MiFID II Compliance

13 March 2017  |  3440 views  |  0 comments | recommendations Recommends 1

With less than a year to go until the application of MiFID II, it is becoming increasingly clear that cultural change is being pursued by the financial regulators as a pressure mechanism to achieve sy...

TagsRisk & regulation
Steve Grob
Steve GrobFidessa - London

Thomas in Blockland

22 February 2017  |  5041 views  |  0 comments | recommendations Recommends 0

Thomas the crossing network wasn't happy. For years he had enjoyed helping his friends buy and sell things amongst themselves. Sometimes he would even step in directly and agree to buy or sell somethi...

TagsTrade executionRisk & regulation
Tayloe Draughon
Tayloe DraughonDraughon.us - Chicago

Algo Development and Ethics

21 November 2016  |  3215 views  |  0 comments | recommendations Recommends 0

At the forefront of Regulation AT has been a discussion on CFTC access to source code. That issue has been fought with strong opinions on both side of the argument. Regardless of any regulations, what...

TagsTrade executionRisk & regulation
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Date 16 Feb 2007
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A place to discuss MiFID
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Darren Thomas
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I'm a Senior Regulatory Adviser at Fides...

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