25 September 2016

Financial Services Regulation

A Finextra Community Group

374Posts 856,351Views 46Comments

Latest blog posts

Sarah ClarkMitek - San Diego

Leveraging Digital Identity Verification to Stay On Top of New AML Regulations

15 September 2016  |  4102 views  |  0 comments | recommendations Recommends 1

Coping with the rapid pace at which new Anti-Money Laundering (AML) regulations are enacted poses quite a challenge to enterprises worldwide. If you take the case of financial institutions, this entails a dual test, as banks and other financial services providers not only need to comply with an increasing number of AML and Know Your Customer (KYC)...

TagsMobile & onlineRisk & regulation
Cornelius NandyalAssociates in Capital Markets - London

EU Benchmarks Regulation: Benchmarks Continuity and Market Protection through Article 23

02 September 2016  |  7081 views  |  0 comments | recommendations Recommends 0

“…necessary to include a power for the relevant competent authority to require mandatory contributions from supervised entities to critical benchmarks in order to preserve the credibility of the benchmark in question.” The systemic importance of financial benchmarks in the global financial structures cannot be emphasised enough. Considered as criti...

TagsRisk & regulation
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Colin Dean
Colin DeanHyland, creator of OnBase - London

Technology can turn the burden of regulation and red tape into a tool for good management

23 August 2016  |  1493 views  |  0 comments | recommendations Recommends 0

Regulators' increased focus on consumer transactions has pushed compliance and risk management to the heart of the financial sector, and many organisations are struggling under the administrative burd...

TagsRisk & regulationInnovation
Paul Lashmet
Paul LashmetNorth Castle Integration LLC - Armonk

Use Location Intelligence to Combat Financial Crime

22 August 2016  |  4170 views  |  0 comments | recommendations Recommends 0

Intelligence – artificial or real – is only as good as the information it uses. Location intelligence helps contextualize a situation and can augment machine learning and other applications of artific...

TagsRisk & regulationInnovation
Martijn Groot
Martijn GrootAsset Control - Amsterdam

Creating a Shared Service for FRTB Compliance

17 August 2016  |  3391 views  |  0 comments | recommendations Recommends 0

Financial institutions are increasingly leveraging shared services, from enabling Know Your Customer (KYC) compliance to post-trade reference data management, in order to reduce both cost and complia...

TagsRisk & regulationPost-trade & ops
Cornelius Nandyal
Cornelius NandyalAssociates in Capital Markets - London

Euro Overnight Index Average-EONIA Reforms: A Clear Sign of 'Renovating' Global Benchmark Standards

17 August 2016  |  3295 views  |  0 comments | recommendations Recommends 0

The recently unveiled plan of European Money Markets Institute (EMMI) to enhance the robustness and viability of Euro Overnight Index Average (EONIA), one of the major reference rates in European mone...

TagsRisk & regulationWholesale banking
Stuart Lacey
Stuart LaceyTrunomi - Mountain View

Can payments firms monetise data and meet new privacy laws?

16 August 2016  |  7184 views  |  0 comments | recommendations Recommends 0

The EU’s General Data Protection Regulation (GDPR) represents a watershed moment for the payments industry. This is not simply another data compliance headache. GDPR enshrines a new idea: that consume...

TagsPaymentsRisk & regulation
Cornelius Nandyal
Cornelius NandyalAssociates in Capital Markets - London

Behind the Curtains of the World’s Key Interest Rate Benchmark

25 July 2016  |  2513 views  |  0 comments | recommendations Recommends 0

Regulators across the world looking for new strategies to strengthen the Financial Benchmark regime is evidently clear by now. The Financial Stability Board (FSB) driven multi-rate approach, which rel...

TagsRisk & regulation
Tayloe Draughon
Tayloe DraughonNeurensic, Inc. - Chicago

I thought I was clever enough to not get caught

20 July 2016  |  3562 views  |  0 comments | recommendations Recommends 0

Since November 2015, our machine learning tool for detecting spoofing and market manipulation has been getting a lot of buzz. The company has a record of detecting market manipulation in listed deriva...

TagsTrade executionRisk & regulation
Tayloe Draughon
Tayloe DraughonNeurensic, Inc. - Chicago

Why Front Running Traders Hurt Fair and Open Markets

11 July 2016  |  2575 views  |  0 comments | recommendations Recommends 0

Front Running (a.k.a. Trading Ahead) is the unethical practice of a trading based on information about a pending order or trade that someone else needs to make or will soon make. Using this private i...

TagsTrade executionRisk & regulation
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Founded by Anthony Carfang
Date 01 Jul 2010
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This network is for financial professionals interested in staying up to date on financial services regulation happening anywhere in the world. CFOs, bankers, fund managers, treasurers welcome.
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Cornelius Nandyal
Cornelius Nandyal

Partner at Associates in Capital Markets...

Sarah Clark
Sarah Clark

I lead a global business unit innovating...

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