03 December 2016

Financial Services Regulation

A Finextra Community Group

381Posts 897,180Views 49Comments

Latest blog posts

Henry HilskaConvexity Solutions - New York

KYC: Solving the Regulatory Challenges of Data Privacy

16 hours ago  |  1750 views  |  0 comments | recommendations Recommends 0

Data Privacy regulations increase challenges for bank KYC and AML programs Financial services organizations are under increasing pressure from regulators to focus on KYC and client due diligence. This pressure is exhibited in the form of fines and penalties that have been levied upon numerous banks and other organizations for lax procedures. Due...

TagsRisk & regulationRetail banking
Cornelius NandyalAssociates in Capital Markets - London

The Bank of England - SONIA Reforms

08 November 2016  |  3132 views  |  0 comments | recommendations Recommends 0

The Bank of England (BoE) has recently published a consultation paper on reforming the Sterling Overnight Index Average (SONIA) benchmark. It had conducted a similar exercise, albeit exploratory, as a public consultation in Q3-Q4 of 2015 with the objective of monitoring the sterling overnight money market and reforming the SONIA benchmark. The out...

TagsRisk & regulationInnovation
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Tayloe Draughon
Tayloe DraughonDraughon.us - Chicago

CFTC’s Issuance of Foreign Boards of Trade Permits

01 November 2016  |  2312 views  |  0 comments | recommendations Recommends 0

The CFTC announced on October 31st, 2016 that they issued Orders of Registration to the following Foreign Boards of Trade (FBOT): Eurex CME Europe Limited ICE Futures Europe The London Metal Exch...

TagsTrade executionRisk & regulation
Stuart Lacey
Stuart LaceyTrunomi - London

Brexit Notwithstanding: GDPR Means GDPR

07 October 2016  |  7126 views  |  0 comments | recommendations Recommends 0

Last week I joined attendees at CtrlShift’s Personal Information Economy event, where Elizabeth Denham, the UK’s new Information Commissioner, gave her inaugural speech. Denham’s overriding message i...

TagsRisk & regulationBrexit
Abhishek Chatterjee
Abhishek ChatterjeeDell Inc - London

SIBOS 2016 - Protect customer, reduce risk and simplify core

05 October 2016  |  4093 views  |  1 comments | recommendations Recommends 1

Last year SIBOS was an inflection point for transaction bankers and FinTech, but this year in Geneva we saw a very measured response to key Industry challenges faced across the globe, starting from Cy...

TagsRisk & regulationSibos
Sarah Clark
Sarah ClarkMitek - San Diego

Leveraging Digital Identity Verification to Stay On Top of New AML Regulations

15 September 2016  |  4859 views  |  1 comments | recommendations Recommends 3

Coping with the rapid pace at which new Anti-Money Laundering (AML) regulations are enacted poses quite a challenge to enterprises worldwide. If you take the case of financial institutions, this entai...

TagsMobile & onlineRisk & regulation
Cornelius Nandyal
Cornelius NandyalAssociates in Capital Markets - London

EU Benchmarks Regulation: Benchmarks Continuity and Market Protection through Article 23

02 September 2016  |  7559 views  |  0 comments | recommendations Recommends 0

“…necessary to include a power for the relevant competent authority to require mandatory contributions from supervised entities to critical benchmarks in order to preserve the credibility of the bench...

TagsRisk & regulation
Colin Dean
Colin DeanHyland, creator of OnBase - London

Technology can turn the burden of regulation and red tape into a tool for good management

23 August 2016  |  1708 views  |  0 comments | recommendations Recommends 0

Regulators' increased focus on consumer transactions has pushed compliance and risk management to the heart of the financial sector, and many organisations are struggling under the administrative burd...

TagsRisk & regulationInnovation
Paul Lashmet
Paul LashmetNorth Castle Integration LLC - Armonk

Use Location Intelligence to Combat Financial Crime

22 August 2016  |  4522 views  |  0 comments | recommendations Recommends 0

Intelligence – artificial or real – is only as good as the information it uses. Location intelligence helps contextualize a situation and can augment machine learning and other applications of artific...

TagsRisk & regulationInnovation
Martijn Groot
Martijn GrootAsset Control - Amsterdam

Creating a Shared Service for FRTB Compliance

17 August 2016  |  3662 views  |  0 comments | recommendations Recommends 0

Financial institutions are increasingly leveraging shared services, from enabling Know Your Customer (KYC) compliance to post-trade reference data management, in order to reduce both cost and complia...

TagsRisk & regulationPost-trade & ops
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Founded by Anthony Carfang
Date 01 Jul 2010
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This network is for financial professionals interested in staying up to date on financial services regulation happening anywhere in the world. CFOs, bankers, fund managers, treasurers welcome.
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Cornelius Nandyal
Cornelius Nandyal

Partner at Associates in Capital Markets...

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