27 July 2017

Financial Services Regulation

A Finextra Community Group

406Posts 1,135,127Views 55Comments

Latest blog posts

John BertrandSAP - London

Open Banking, the fuzzy period

30 June 2017  |  10129 views  |  0 comments | recommendations Recommends 0

Like Captain Ahab at the start of the voyage, the banks are in a similar fuzzy period. Banks know Open Banking is coming and the rules must be complied with but what should they do, if anything, beyond compliance. The issue is if banks’ customers respond to the new open world and go digital with new services and products, the money being spent wil...

TagsInnovationTransaction banking
Thomas HookPegasystems Inc. - Cambridge

Artificial Intelligence: The Next Step in Financial Crime Compliance Evolution

26 June 2017  |  10477 views  |  0 comments | recommendations Recommends 0

Financial Services compliance departments are constantly turning to technology to find efficiencies and satisfy increasingly tough regulatory examinations. It started with simple robotics, which can provide great operational efficiencies and help standardize processes. Never ones to rest on their laurels, compliance departments have begun looking ...

TagsRisk & regulationInnovation
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Anthony Pickup
Anthony PickupMYRECS LTD - Manchester

How PSD2 and GDPR may improve retail payments for all

16 June 2017  |  7660 views  |  0 comments | recommendations Recommends 0

How PSD2 and GDPR may improve retail payments for all? Following my time setting up a new community bank (credit union) on an out sourced banking platform to UK consumers I have been watching the deve...

TagsMobile & onlinePayments
Neville Lacey
Neville LaceyOFX (formerly UKForex) - London

International payments and the need for a dedicated regulator

02 June 2017  |  9783 views  |  1 comments | recommendations Recommends 0

Most international payments providers exist as an alternative to high street banks. They provide their customers with a good deal, are transparent about their fees, deliver excellent customer service,...

TagsPaymentsRisk & regulation
Robin Smith
Robin SmithActiance - Theale

Why Enterprises Should Extend eComms Compliance and eDiscovery Defences

02 June 2017  |  9271 views  |  0 comments | recommendations Recommends 0

Many enterprise electronic communications (eComms) applications offer an attractive proposition to businesses by delivering lower costs, more features and access to newer desktop apps. But while they ...

TagsSecurityRisk & regulation
Stuart Lacey
Stuart LaceyTrunomi - London

GDPR 1 Year Countdown: Ready or Not?

30 May 2017  |  5025 views  |  0 comments | recommendations Recommends 0

In less than 1 year the General Data Protection Regulation (GDPR) will be enforced. If you haven’t heard by now; the GDPR will fundamentally change the way that companies capture, manage and store inf...

TagsRisk & regulationBrexit
Thomas Hook
Thomas HookPegasystems Inc. - Cambridge

Robotics and AML: Enhancing, Not Replacing, Your Analysts

16 May 2017  |  4691 views  |  0 comments | recommendations Recommends 0

The robots are coming, the robots are coming! Everywhere you look, you see whitepapers and discussions about robotics and its use in AML and compliance generally. And rightfully so, this is definitely...

TagsRisk & regulationInnovation
Ivy Schmerken
Ivy SchmerkenFlexTrade Systems - Great Neck

Order Protection Rule Tug-of-War

25 April 2017  |  4350 views  |  0 comments | recommendations Recommends 0

There is still uncertainty around the fate of the Order Protection Rule, a key rule governing U.S. stock trading that has led to more complexity, speed and order types, but also protects retail invest...

TagsTrade executionRisk & regulation
Robin Smith
Robin SmithActiance - Theale

WhatsApp: A reminder that MiFID II compliance is about content not channel

25 April 2017  |  4336 views  |  0 comments | recommendations Recommends 0

As the FCA publishes its near final rules on MiFID II and fines a former investment banker for sharing confidential information over WhatsApp, now is a good time to look at why firms need to be able t...

TagsMobile & onlineRisk & regulation
Saloni Ramakrishna
Saloni RamakrishnaOracle - Bangalore

AnaCredit - the Nuanced regulation

24 April 2017  |  4446 views  |  2 comments | recommendations Recommends 0

I am quite fascinated with the European Central Bank’s (ECB’s) AnaCredit Regulation that came into effect on 18th May 2016 – A regulation that requires granular credit data sets from the national cent...

TagsRisk & regulationEBAday
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Founded by Anthony Carfang
Date 01 Jul 2010
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This network is for financial professionals interested in staying up to date on financial services regulation happening anywhere in the world. CFOs, bankers, fund managers, treasurers welcome.
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