23 July 2017

Financial Services Regulation

A Finextra Community Group

406Posts 1,130,871Views 55Comments

Latest blog posts

John BertrandSAP - London

Open Banking, the fuzzy period

30 June 2017  |  8937 views  |  0 comments | recommendations Recommends 0

Like Captain Ahab at the start of the voyage, the banks are in a similar fuzzy period. Banks know Open Banking is coming and the rules must be complied with but what should they do, if anything, beyond compliance. The issue is if banks’ customers respond to the new open world and go digital with new services and products, the money being spent wil...

TagsInnovationTransaction banking
Thomas HookPegasystems Inc. - Cambridge

Artificial Intelligence: The Next Step in Financial Crime Compliance Evolution

26 June 2017  |  10323 views  |  0 comments | recommendations Recommends 0

Financial Services compliance departments are constantly turning to technology to find efficiencies and satisfy increasingly tough regulatory examinations. It started with simple robotics, which can provide great operational efficiencies and help standardize processes. Never ones to rest on their laurels, compliance departments have begun looking ...

TagsRisk & regulationInnovation
More blog posts
Anthony Pickup
Anthony PickupMYRECS LTD - Manchester

How PSD2 and GDPR may improve retail payments for all

16 June 2017  |  7633 views  |  0 comments | recommendations Recommends 0

How PSD2 and GDPR may improve retail payments for all? Following my time setting up a new community bank (credit union) on an out sourced banking platform to UK consumers I have been watching the deve...

TagsMobile & onlinePayments
Neville Lacey
Neville LaceyOFX (formerly UKForex) - London

International payments and the need for a dedicated regulator

02 June 2017  |  9757 views  |  1 comments | recommendations Recommends 0

Most international payments providers exist as an alternative to high street banks. They provide their customers with a good deal, are transparent about their fees, deliver excellent customer service,...

TagsPaymentsRisk & regulation
Robin Smith
Robin SmithActiance - Theale

Why Enterprises Should Extend eComms Compliance and eDiscovery Defences

02 June 2017  |  9225 views  |  0 comments | recommendations Recommends 0

Many enterprise electronic communications (eComms) applications offer an attractive proposition to businesses by delivering lower costs, more features and access to newer desktop apps. But while they ...

TagsSecurityRisk & regulation
Stuart Lacey
Stuart LaceyTrunomi - London

GDPR 1 Year Countdown: Ready or Not?

30 May 2017  |  5001 views  |  0 comments | recommendations Recommends 0

In less than 1 year the General Data Protection Regulation (GDPR) will be enforced. If you haven’t heard by now; the GDPR will fundamentally change the way that companies capture, manage and store inf...

TagsRisk & regulationBrexit
Thomas Hook
Thomas HookPegasystems Inc. - Cambridge

Robotics and AML: Enhancing, Not Replacing, Your Analysts

16 May 2017  |  4672 views  |  0 comments | recommendations Recommends 0

The robots are coming, the robots are coming! Everywhere you look, you see whitepapers and discussions about robotics and its use in AML and compliance generally. And rightfully so, this is definitely...

TagsRisk & regulationInnovation
Ivy Schmerken
Ivy SchmerkenFlexTrade Systems - Great Neck

Order Protection Rule Tug-of-War

25 April 2017  |  4336 views  |  0 comments | recommendations Recommends 0

There is still uncertainty around the fate of the Order Protection Rule, a key rule governing U.S. stock trading that has led to more complexity, speed and order types, but also protects retail invest...

TagsTrade executionRisk & regulation
Robin Smith
Robin SmithActiance - Theale

WhatsApp: A reminder that MiFID II compliance is about content not channel

25 April 2017  |  4290 views  |  0 comments | recommendations Recommends 0

As the FCA publishes its near final rules on MiFID II and fines a former investment banker for sharing confidential information over WhatsApp, now is a good time to look at why firms need to be able t...

TagsMobile & onlineRisk & regulation
Saloni Ramakrishna
Saloni RamakrishnaOracle - Bangalore

AnaCredit - the Nuanced regulation

24 April 2017  |  4411 views  |  2 comments | recommendations Recommends 0

I am quite fascinated with the European Central Bank’s (ECB’s) AnaCredit Regulation that came into effect on 18th May 2016 – A regulation that requires granular credit data sets from the national cent...

TagsRisk & regulationEBAday
Previous 1 | 2 | 3 | 4 | 5 |Next

About this group join  Join us

Founded by Anthony Carfang
Date 01 Jul 2010
Group profile
This network is for financial professionals interested in staying up to date on financial services regulation happening anywhere in the world. CFOs, bankers, fund managers, treasurers welcome.
members
29,507
Members
comments
17,433
Comments
blogs
11,414
Posts
bloggers 
1,147
Active bloggers

Top bloggers: 30 days

Most viewed Engaging
Thomas Hook
Thomas Hook

Thom provides industry expertise to the...

Ben Knieff
Ben Knieff

Founder of Outside Look Inc, a specialit...

Who is commenting on Financial Services Regulation posts

Ketharaman Swaminathan
Saloni Ramakrishna
Tapan Agarwal
Piyush Srivastava
Vernon Forbes
Abhishek Chatterjee
Charmaine Oak
Tayloe Draughon
Prasenjit Das
Hitesh Thakkar
Neil Crammond
Gary Wright