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ESMA confirms rules to impose fines to TRs under EMIR

The European Securities and Markets Authority (ESMA) has published a final report on technical advice on the procedural rules for imposing fines and periodic penalty payments on trade repositories (TRs).  The final report summarises the confidential responses received to ESMA’s earlier consultation, the major proposals of which were supported.  ESMA is now to progress to work with the Commission in order to adopt this in the form of a delegated act.

Related link:

http://www.esma.europa.eu/content/Technical-Advice-Commission-procedural-rules-impose-fines-and-periodic-penalty-payments-Trad

 

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