Blog article
See all stories »

MiFID waivers from pre-trade transparency requirements

The European Securities and Markets Authority (ESMA) has published a compilation of Committee of European Securities Regulators positions and ESMA opinions
on waivers from pre-trade transparency under the Markets in Financial
Instruments Directive (MiFID).  The document is aimed at competent
authorities under MiFID to ensure that, in their supervisory activities, their
actions converge with the opinions provided by ESMA.  The examples provided
are also intended to help firms by providing clarity on the MiFID requirements
for pre-trade transparency.

 Related Link:

http://www.esma.europa.eu/system/files/2011-241g__compilation_of_esma_opinions_and_cesr_positions_on_pre-trade_waivers_18122013.pdf

2731

Comments: (0)

Blog group founder

Member since

0

Location

0

More from member

This post is from a series of posts in the group:

Financial Services Regulation

This network is for financial professionals interested in staying up to date on financial services regulation happening anywhere in the world. CFOs, bankers, fund managers, treasurers welcome.


See all

Now hiring