Blog article
See all stories ยป

MiFID waivers from pre-trade transparency requirements

The European Securities and Markets Authority (ESMA) has published a compilation of Committee of European Securities Regulators positions and ESMA opinions
on waivers from pre-trade transparency under the Markets in Financial
Instruments Directive (MiFID).  The document is aimed at competent
authorities under MiFID to ensure that, in their supervisory activities, their
actions converge with the opinions provided by ESMA.  The examples provided
are also intended to help firms by providing clarity on the MiFID requirements
for pre-trade transparency.

 Related Link:

http://www.esma.europa.eu/system/files/2011-241g__compilation_of_esma_opinions_and_cesr_positions_on_pre-trade_waivers_18122013.pdf

2503

Comments: (0)

Blog group founder

Retired Member

Member since

19 Mar 2009

Location

Blog posts

6,066

Comments

6,309

This post is from a series of posts in the group:

Financial Services Regulation

This network is for financial professionals interested in staying up to date on financial services regulation happening anywhere in the world. CFOs, bankers, fund managers, treasurers welcome.


See all