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The European Securities and Markets Authority (ESMA) has published a compilation of Committee of European Securities Regulators positions and ESMA opinions on waivers from pre-trade transparency under the Markets in Financial Instruments Directive (MiFID). The document is aimed at competent authorities under MiFID to ensure that, in their supervisory activities, their actions converge with the opinions provided by ESMA. The examples provided are also intended to help firms by providing clarity on the MiFID requirements for pre-trade transparency.
Related Link:
http://www.esma.europa.eu/system/files/2011-241g__compilation_of_esma_opinions_and_cesr_positions_on_pre-trade_waivers_18122013.pdf
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