Community
The European Securities and Markets Authority (ESMA) has published a compilation of Committee of European Securities Regulators positions and ESMA opinions on waivers from pre-trade transparency under the Markets in Financial Instruments Directive (MiFID). The document is aimed at competent authorities under MiFID to ensure that, in their supervisory activities, their actions converge with the opinions provided by ESMA. The examples provided are also intended to help firms by providing clarity on the MiFID requirements for pre-trade transparency.
Related Link:
http://www.esma.europa.eu/system/files/2011-241g__compilation_of_esma_opinions_and_cesr_positions_on_pre-trade_waivers_18122013.pdf
This content is provided by an external author without editing by Finextra. It expresses the views and opinions of the author.
James Strudwick Executive Director at Starknet Foundation
13 March
Anoop Melethil Head of Marketing at Maveric Systems
12 March
Alex Kreger Founder & CEO at UXDA
Jamel Derdour CMO at Transact365 - www.transact365.io
10 March
Welcome to Finextra. We use cookies to help us to deliver our services. You may change your preferences at our Cookie Centre.
Please read our Privacy Policy.