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Rich's blog archive

2020 (2)
Rich Evans

Rich Evans

Global Solution Lead Regulation & Compliance at DXC
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Bio Predicting the future by watching what our regulators have to say. Solving future problems with the scale of DXC's 150k employees and 60 years of experience. Career History Based in London, Rich is Global Solutions Lead for Regulation and Compliance at DXC Technology. He joined DXC from Barclays where he was Head of Equities, EMEA, and Chief Operating Officer for Global Equities. Rich has held a number of senior leadership positions in capital markets at Citi and Morgan Stanley focused on quantitative trading and automation, as well as leading regulatory change programs including MiFID 1 and 2. Currently co-chair of, and prior chair of the Equities Board of the Association for Financial Markets in Europe. He was an expert witness in the largest fraud case in UK history - Adoboli, where he assisted the court in understanding the business of financial services.


Financial Services Regulation

The Stock Ticker Is the Beating Heart of U.S. Finance. Why Haven’t We Got One?

07 Jul 2020

Since the implementation Mifid1 in 2007, there has been a lot of talk about a pan-European consolidated tape, whether it would benefit the market, how it might operate and why it has not come about without regulatory pressure. Post 2007 when stocks when allowed to trade on multiple exchanges, market participants who wanted to see the full history a...

Capital Markets Technology

What regulators are about to ask about systems and controls even if you dont trade Oil

28 Apr 2020

Around this time last week, one of the main global-oil-price benchmarks, the West Texas Intermediate (WTI) exchange-traded future, traded below zero as the contract for May settlement approached expiry on Monday. This meant that sellers of the contract on that final day of trading were being forced into paying buyers to offload their positions, ra...