Profile
Location
New York
Member since
2017
Reads

John's blog archive

2019 (1) 2017 (1)
John Jannes

John Jannes

Director, Trading Services, IHS Markit at IHS Markit
Message Message me Posts: 2 Comments: 0
Bio As product manager of our Trading Analytics product suite, I am responsible for the IHS Markit multi asset TCA and Best Execution solutions. Career History Prior to joining the firm in 2015, I worked at fintech leader FIS Global where I managed a suite of electronic trading products for the broker dealer division.

Blogs

Financial Services Regulation

Best Execution in the US: Three Things Broker-Dealers Need to Think About

17 Oct 2019

As we head into 2020, US broker-dealers are preparing for new mandates on how they report transactions back to customers. The requirements – established by the Securities and Exchange Commission’s (SEC) updates to Rule 606 – aim to bring investors greater transparency and an assurance that orders are handled in line with the principles of best exe...

MiFID

RTS 28: More to compliance than meets the eye

21 Aug 2017

In April of 2018 European investment firms will be required to publish their first ever disclosures about quality of trade execution, under the guidance of MiFID II's RTS 28. At first glance, one might conclude that ESMA has attempted to make the task achievable by limiting the scope of the disclosure to documenting the top five trading venues use...