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Maryse's blog archive

2017 (2)
Maryse Gordon

Maryse Gordon

North American Business Development and Pre-Sales at UnaVista, London Stock Exchange Group
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Looking Forward To Retirement: Managing Duplicate Reporting Under CAT

31 Mar 2017

The SEC’s Rule 613, which created the Consolidated Audit Trail (CAT), is estimated to be the world’s biggest data repository for options and equity trade related data, collecting thousands of terabytes of data a year from U.S. self-regulatory Organizations (SROs)s and Broker Dealers. One question that has been raised is whether any existing report...


Consolidate Audit Trail - Timeliness of Reporting

21 Mar 2017

Consolidate Audit Trail –Thought Leadership: Timeliness of Reporting While US broker dealers anticipate the initiation of the Consolidated Audit Trail (CAT), many aspects of this regulation remains a topic of conversation for the industry. One area of particular interest is on the subject of timeliness for reporting. ‘Timeliness’ has been defined a...