Profile
Location
London
Member since
2019
Reads

Charlotte's blog archive

2019 (1)
Charlotte Longman

Charlotte Longman

Director at ACA Compliance Group
Message Message me Posts: 1 Comments: 0
Bio Charlotte is responsible for developing a mixed portfolio of clients, with a focus on capital markets firms that provide brokerage and investment trading services across equities, fixed income and FX markets. Career History Before joining ACA, Charlotte was Deputy Head of Compliance at a leading FX Broker where she provided day-to-day support for the Global Head of Compliance. Prior to that, she was the Compliance Officer at a mid-size CFD and Spread Betting provider.

Blogs

Capital Markets Technology

Market Abuse Regulation three years on: is this still a priority for the regulator?

16 Aug 2019

Charlotte Longman, Senior Principal Consultant, ACA Compliance Group This week marks three years since the Market Abuse Regulation (MAR) overhauled the civil market abuse regime across Europe, repealing and replacing the Market Abuse Directive (MAD) and the UK’s own domestic legislation. Developed in parallel with the revised Markets in Financial I...