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Compliant to a fault

Compliant to a fault

Source: Linedata

Bob Proctor, vice president of compliance product, Linedata, argues that the cost cutting initiatives that followed the financial crisis have left compliance teams understaffed and overburdened at many financial institutions.

Proctor ranks the different tech deployment models available to firms as they struggle to comply with a fresh wave of regulatory demands for reducing risk and boosting transparency.

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