04 March 2015

Latest articles for European Securities and Markets Authority (Esma)

 

Esma publishes peer review on best execution

25 February 2015  |  992 views  |  0 Company announcement

The European Securities and Markets Authority (ESMA) has conducted a peer review on how national regulators (national competent authorities or NCAs) supervise and enforce the MiFID provisions relating to investment firms' obligation to provide best execution, or obtain the best possible result, for their clients when executing their orders.

 

Esma puiblishes MiFID II rules

19 December 2014  |  4373 views  |  1 Company announcement

The European Securities and Markets Authority (ESMA) has published today its final technical advice (TA) and launches a consultation on its draft regulatory technical and implementing standards (RTS/ ITS) regarding the implementation of the Markets in Financial Instruments Directive (MiFID II) and Regulation (MiFIR).

 

Esma clarifies position on investment-based crowd funding

18 December 2014  |  2064 views  |  0 Company announcement

The European Securities and Markets Authority (ESMA) has published an Opinion along with an Advice on Investment-based crowdfunding.

 

Esma and Asic sign MoU on trade repository data

04 December 2014  |  1563 views  |  0 Company announcement

The European Securities and Markets Authority (ESMA) and the Australian Securities and Investments Commission (ASIC) have concluded a Memorandum of Understanding (MoU) on access to data held in European trade repositories . The MoU is effective as of 26 November 2014.

 

Esma consults on revised standards for trade repository reporting

10 November 2014  |  1599 views  |  0 Company announcement

The European Securities and Markets Authority (ESMA) has today published a consultation paper on the revision of the Regulatory Technical Standards (RTS) and implementing technical standards (ITS) in relation to the European Market Infrastructure Regulation (EMIR).

 

BME Clearing receives Emir auhtorisation

17 September 2014  |  975 views  |  0 Company announcement

BME Clearing, the BME subsidiary that provides clearing services as a Central Counterparty (CCP), announced today that its national competent authority, CNMV, has approved its application as a CCP in accordance with the European Market Infrastructure Regulation (EMIR).

 

IMA kicks back at Esma's payment for research clampdown

05 August 2014  |  1233 views  |  0 Company announcement

Daniel Godfrey, Chief Executive of the IMA, has published a blog summarising the Association's position on the ESMA (European Securities and Markets Authority) consultation on MiFID II in relation to the proposal to impose substantial restrictions on the use of dealing commissions to pay for investment research from January 2017.

 

Esma details new market abuse regime

15 July 2014  |  1167 views  |  0 Company announcement

The European Securities and Markets Authority (ESMA) has launched a consultation on the new Market Abuse Regulation (MAR) which entered into force on 2 July 2014.

 

Esma seeks views on draft standards for central clearing of OTC derivatives

11 July 2014  |  1899 views  |  0 Company announcement

The European Securities and Markets Authority (ESMA) has launched a first round of consultations to prepare for central clearing of OTC derivatives within the European Union.

 

Esma censures Standard & Poor's for internal control failings

03 June 2014  |  916 views  |  0 Company announcement

The European Securities and Markets Authority (ESMA) has issued a public notice censuring Standard & Poor's Credit Market Services France SAS and Standard & Poor's Credit Market Services Europe Limited (S&P) for breaches of Regulation 1060/2009 (CRA Regulation).

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