18 September 2014

Latest articles for Financial Conduct Authority (FCA)


Nationwide selects AxiomSL for COREP reporting and XBRL submissions

10 September 2014  |  913 views  |  0 Company announcement

AxiomSL, a global provider of regulatory reporting and risk management solutions, was selected by Nationwide Building Society to deliver Bank of England (BOE), Prudential Regulation Authority (PRA), and Financial Conduct Authority (FCA) reporting requirements.


Deutsche Bank fined £4.7 million for transaction reporting failures

28 August 2014  |  1388 views  |  0 Company announcement

Deutsche Bank AG London Branch (Deutsche) has been fined £ 4,718,800 by the Financial Conduct Authority (FCA) for incorrectly reporting transactions between November 2007 and April 2013.


FCA to consult on social media rules

06 August 2014  |  986 views  |  0 Company announcement

The Financial Conduct Authority (FCA) has today launched a consultation which is intended to clarify its approach to the supervision of financial promotions in social media.


Firms failing clients on best execution - FCA

31 July 2014  |  918 views  |  0 Company announcement

Retail and professional clients are being failed by firms that don't properly apply the rules on best execution when trading on their behalf, according to a review by the Financial Conduct Authority (FCA).


Price comparison Websites flouting rules - FCA

16 July 2014  |  645 views  |  0 Company announcement

The Financial Conduct Authority (FCA) has found that some price comparison websites operating in the general insurance sector are failing to meet consumers' expectations of them and, in some cases, the FCA's regulatory standards.


UK watchdog to probe pre- and post-trade market infrastructure

10 July 2014  |  4481 views  |  0 News

The UK's Financial Conduct Authority is to probe for anti-competitive practices in the pricing and packaging of pre- and post-trade wholesale market infrastructure.


Speech: FCA CEO Martin Wheatley on the technology challenge

11 June 2014  |  971 views  |  0 Company announcement

Thank you. It's a great pleasure to join everyone this afternoon and my thanks to Lansons for inviting me back. Last year, I set out some of our key ambitions for the year - particularly around the importance of promoting good conduct in the financial sector, and its link to priority issues like trust and confidence.


Speech: FCA CEO Martin Wheatley on regulating HFT

05 June 2014  |  1177 views  |  0 Company announcement

Thank you for that kind introduction. And my sincere thanks to everyone here for joining this lunchtime session. It's a great pleasure and privilege to return to New York. I want to offer a few reflections this afternoon on market innovation and, in particular, the on-going debate around high frequency trading (HFT), which has dominated global media over the last few months.


FCA to foster fintech innovation; Treasury pushes P2P, APIs and virtual currency

30 May 2014  |  8835 views  |  1 News

The Financial Conduct Authority is looking to foster innovation in the UK financial services industry by setting up a policy hub to provide guidance to firms on new products and technology developments and an 'incubator' to fast-track startup businesses for regulatory authorisation.


UK's new Payment Systems Regulator names Hannah Nixon MD

14 May 2014  |  1146 views  |  0 Company announcement

The newly created Payment Systems Regulator (PSR) today appointed Hannah Nixon as its first Managing Director.

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