The Securities and Exchange Commission today voted unanimously to propose rules and interpretive guidance for parties to cross-border security-based swap transactions.
The Securities and Exchange Commission today announced that Acting Director George Canellos and former federal prosecutor Andrew Ceresney have been named Co-Directors of the Division of Enforcement.
The Securities and Exchange Commission today announced that Jennifer Marietta-Westberg has been named Deputy Director of its Division of Risk, Strategy, and Financial Innovation (RSFI).
The Commodity Futures Trading Commission (CFTC) and the Securities and Exchange Commission (together, the Commissions) today are jointly issuing final rules and guidelines to require certain regulated entities to establish programs to address risks of identity theft.
The bosses of three major US exchanges met regulators yesterday to voice their concern about the amount of trading moving away from their public venues to private platforms such as dark pools.
Citi has filed a claim with Nasdaq OMX to receive compensation relating to the exchange operator's botched Facebook IPO but has not ruled out further legal action, according to Reuters.
Sifma today released the following statement from Acting President and CEO Kenneth E. Bentsen, Jr. after the United States Senate unanimously confirmed Mary Jo White to be the next Chair of the Securities and Exchange Commission.
Publicly-listed US companies can share market-moving information on Facebook and Twitter, the Securities and Exchange Commission (SEC) has ruled.
The Securities and Exchange Commission (SEC) has approved Nasdaq OMX's planned $62 million compensation package for firms affected by last year's botched Facebook IPO.
The Securities and Exchange Commission has sought to quell confusion among investment firms about the use of channels such as Facebook and Twitter for marketing communications by clarifying its social media rules.
© Finextra Research 2013