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Latest news and analysis on Australian Securities and Investments Commission (126 items)

07 Mar 2024
Company
ASX pays $1,050,000 penalty for order information transparency failure
31 Jan 2024
Company
Westpac fined maximum $1.8 million for "unconscionable conduct" in swaps dealing
06 Sep 2023
News
Regulator sues Westpac over financial hardship notice response delays
03 Aug 2023
Company
Asic welcomes appointment of Alex Cameron to lead ASX clearing and settlement advisory group
03 Aug 2023
News
Aussie regulator sues eToro over CFD over-reach
03 Jul 2023
Company
Aussie banks, regulators and telcos team to tackle investment scams
01 Jun 2023
Company
Asic selects Eastern Analytica to deliver market disclosure product
29 Mar 2023
Company
Asic commences investigation into ASX's bungled Chess replacement project
15 Feb 2023
Company
Asic to expand enforcement focus to greenwashing, predatory lending and insurance prices
15 Dec 2022
Company
Regulators increase scrutiny of ASX post-trade arrangements
28 Jun 2022
Company
Asic calls on market operators to improve resilience during outages
30 May 2022
Company
Asic sues ANZ for overstating credit card account balances and charging fees
25 Apr 2022
Company
Westpac penalised $113 million after multiple Asic legal actions
05 Apr 2022
Company
Asic takes action against Macquarie Bank for alleged failures in client account monitoring
22 Mar 2022
Company
Securities regulators worldwide to consult on concerns over retail trading markets
17 Mar 2022
News
ASX slammed over futures outage on crucial trading day
21 Jan 2022
Company
Australia's ASIC embarks on regtech intiative into poor market disclosure
30 Nov 2021
Company
Westpac slapped with $116 million penalty over Asic charges
25 Nov 2021
News
Asic reads the riot act to ASX over outage last year
01 Nov 2021
Company
Asic releases guidance on crypto-asset related investment products
25 Aug 2021
Company
Asic consults on payment for order flow rule amendments
12 Aug 2021
Company
Asic to phase in financial sector reforms
30 Jun 2021
Company
Asic consults on crypto asset-based ETPs and other retail investment products
21 May 2021
Company
Asic consults on updates to the ePayments Code
20 Apr 2021
News
Shearman & Sterling: 'Remove the straitjacket of statutory rules' for UK fintech
07 Apr 2021
Company
CBA ordered to pay $7 million penalty relating to overcharged interest
25 Feb 2021
Company
ASIC sues NAB for "unconscionable conduct and misrepresentations" over account fees
10 Feb 2021
News
RBNZ governor blames data hack on Accellion
26 Jan 2021
News
Australian securities regulator latest to suffer file sharing breach
02 Oct 2020
Company
ANZ fined $10 million by Asic after unlawfully levelling $3 million in customer fees
01 Oct 2020
Company
Asic and Reserve Bank of Australia outline expectations for Chess replacement programme
18 Jun 2020
Company
Asic reports uptick in digital asset scams
16 Mar 2020
Company
Asic asks market participants to curb trading activity to stem Covid-19 volatility
12 Feb 2020
News
Australia extends fintech sandbox remit after long wait
18 Dec 2019
Company
Asic reports on cyber-resiliance assessment of financial market firms
17 Dec 2019
Company
Asic takes court action against NAB for fees for no service and fee disclosure statement failures
28 Aug 2019
News
Aussie regulator turns to tech in new strategy
27 Jun 2019
Company
Asic consults on market integrity rules for operational resilience
25 Jun 2019
News
IT consultant gets three years in slammer for insider trading hack
30 May 2019
Company
Asic updates guidance on cryptocurrencies and ICOs
12 Feb 2019
Company
Former Deutsche Bank dealer handed suspended sentence for falisfying trading records
04 Oct 2018
Company
CFTC and Asic ink fintech agreement
04 Oct 2018
Company
Luxembourg and Australia agree fintech pact
01 May 2018
Company
Australian securities watchdog Asic to crack down on dodgy ICOs
12 Dec 2017
Company
Asic broadens fintech co-operation with Canadian regulators
23 Nov 2017
Company
Dubai and Australia sign fintech agreement
06 Nov 2017
Company
China and Australia to co-operate on fintech
27 Oct 2017
Company
Australian and Swiss watchdogs ink fintech pact
28 Sep 2017
Company
Asic provides guidance on Initial Coin Offerings
20 Sep 2017
Company
Asic outlines data strategy
23 Aug 2017
News
Digital identity, virtual cash and RegTech on Australian regulatory agenda
07 Aug 2017
Company
Asic extends data analytics deal with Nuix
26 Jul 2017
Company
ADGM and Asic form fintech bridge
28 Jun 2017
Company
Australia and Malaysia build fintech bridge
23 Jun 2017
Company
Japan and Australia ink fintech co-operation agreement
13 Jun 2017
Company
Hong Kong and Australia seal agreement on fintech cooperation
26 May 2017
News
Regtech rises up the agenda in Australia
21 Apr 2017
Company
Asic signs fintech co-operation agreement with Indonesia's OKJ
31 Mar 2017
Company
Citibank ordered to repay $5 million for failing to disclose A$ international transaction fees
20 Mar 2017
Company
Australian securities regulator issues DLT information sheet