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Stuart Clark

Stuart Clark - Impendium Systems

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Financial Services Regulation

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FCA sets supervisory approach to EMIR risk mitigation

27 February 2014  |  819 views  |  0

The FCA has updated its webpage in relation to their supervisory priorities arising from the implementation of the European Markets Infrastructure Regulation (EMIR).

In line with its supervisory approach, the FCA expects firms which are unable to comply with risk mitigation requirements for non-cleared trades relating to portfolio reconciliation, dispute resolution and compression to have a detailed and realistic plan to achieve compliance within the shortest time-frame possible.

The FCA expects that such plans will be completed and implemented by 30 April 2014 and that firms will be able to demonstrate compliance after that date.

Related link:
http://www.fca.org.uk/firms/markets/international-markets/emir/fca-supervisory-priorities# 

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job title Product Development Director
location London
member since 2012
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Co-founded Impendium in 2006. Previously head of Client Services for Deutsche Banks top 100 customers.

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