08 February 2016

Stuart Clark

Stuart Clark - Impendium Systems

272Posts 429,311Views 0Comments

Financial Services Regulation

This network is for financial professionals interested in staying up to date on financial services regulation happening anywhere in the world. CFOs, bankers, fund managers, treasurers welcome.

ESMA confirms rules to impose fines to TRs under EMIR

06 February 2014  |  1789 views  |  0

The European Securities and Markets Authority (ESMA) has published a final report on technical advice on the procedural rules for imposing fines and periodic penalty payments on trade repositories (TRs).  The final report summarises the confidential responses received to ESMA’s earlier consultation, the major proposals of which were supported.  ESMA is now to progress to work with the Commission in order to adopt this in the form of a delegated act.

Related link:

http://www.esma.europa.eu/content/Technical-Advice-Commission-procedural-rules-impose-fines-and-periodic-penalty-payments-Trad

 

Comments: (0)

Comment on this story (membership required)
Log in to receive notifications when someone posts a comment

Latest posts from

Stuart's profile

job title Product Development Director
location London
member since 2012
Summary profile See full profile »
Co-founded Impendium in 2006. Previously head of Client Services for Deutsche Banks top 100 customers.

Stuart's expertise

What Stuart reads
Stuart writes about
Stuart's blog archive
2014 (111)2013 (161)

Who's commenting on Stuart's posts