23 April 2014

Stuart Clark

Stuart Clark - Impendium Systems

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ESMA confirms rules to impose fines to TRs under EMIR

06 February 2014  |  983 views  |  0

The European Securities and Markets Authority (ESMA) has published a final report on technical advice on the procedural rules for imposing fines and periodic penalty payments on trade repositories (TRs).  The final report summarises the confidential responses received to ESMA’s earlier consultation, the major proposals of which were supported.  ESMA is now to progress to work with the Commission in order to adopt this in the form of a delegated act.

Related link:

http://www.esma.europa.eu/content/Technical-Advice-Commission-procedural-rules-impose-fines-and-periodic-penalty-payments-Trad

 

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name

Stuart Clark

job title

Product Development Director

company name

Impendium Systems

member since

2012

location

London

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Co-founded Impendium in 2006. Previously head of Client Services for Deutsche Banks top 100 cust...

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