04 August 2015

Stuart Clark

Stuart Clark - Impendium Systems

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ESMA confirms rules to impose fines to TRs under EMIR

06 February 2014  |  1667 views  |  0

The European Securities and Markets Authority (ESMA) has published a final report on technical advice on the procedural rules for imposing fines and periodic penalty payments on trade repositories (TRs).  The final report summarises the confidential responses received to ESMA’s earlier consultation, the major proposals of which were supported.  ESMA is now to progress to work with the Commission in order to adopt this in the form of a delegated act.

Related link:

http://www.esma.europa.eu/content/Technical-Advice-Commission-procedural-rules-impose-fines-and-periodic-penalty-payments-Trad

 

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job title Product Development Director
location London
member since 2012
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Co-founded Impendium in 2006. Previously head of Client Services for Deutsche Banks top 100 customers.

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