17 April 2014

Stuart Clark

Stuart Clark - Impendium Systems

260 | posts 305,048 | views 0 | comments

Financial Services Regulation

This network is for financial professionals interested in staying up to date on financial services regulation happening anywhere in the world. CFOs, bankers, fund managers, treasurers welcome.

CRD IV - EBA confirms more reporting requirements

29 January 2014  |  430 views  |  0

The European Banking Authority (EBA) has published additional questions and answers (Q&As) on the Capital Requirements Directive and Regulation (CRD IV) under the single rulebook.

In respect of reporting the EBA has confirmed that:

  • additional or more frequent reporting can be required by competent authorities including reporting on capital and liquidity provisions - Qn 175;
  • the competent authority can determine the content, frequency and reporting dates of FINREP by institutions at a solo level – Qn 197; and
  • assets issued by an investment firm, insurance undertaking or other entities are not considered as liquid assets unless certain specific conditions are met – Qn 222.

 Further topics that have been covered in the new Q&As are:

  • the treatment of non-grandfathered amount of bonds (Qn 47);
  • firm shorts covered by client longs (Qn 185);
  • inclusion of incurred (IFRS) credit valuation adjustment in the internal ratings based provision shortfall calculation (Qn 245); and
  • the meaning of Article 79 (b) of the CRD IV regarding credit and counterparty risk (Qn 249).

 Related links: 

http://www.eba.europa.eu/single-rule-book-qa?p_p_id=questions_and_answers_WAR_questions_and_answersportlet&p_p_lifecycle=0&p_p_state=normal&p_p_mode=view&p_p_col_id=column-1&p_p_col_pos=1&p_p_col_count=2&_questions_and_answers_WAR_questions_and_answersportlet_jspPage=%2Fhtml%2Fquestions%2Fviewquestion.jsp&_questions_and_answers_WAR_questions_and_answersportlet_viewTab=1&_questions_and_answers_WAR_questions_and_answersportlet_questionId=379369&_questions_and_answers_WAR_questions_and_answersportlet_statusSearch=1#search

http://www.eba.europa.eu/single-rule-book-qa?p_p_id=questions_and_answers_WAR_questions_and_answersportlet&p_p_lifecycle=0&p_p_state=normal&p_p_mode=view&p_p_col_id=column-1&p_p_col_pos=1&p_p_col_count=2&_questions_and_answers_WAR_questions_and_answersportlet_jspPage=%2Fhtml%2Fquestions%2Fviewquestion.jsp&_questions_and_answers_WAR_questions_and_answersportlet_viewTab=1&_questions_and_answers_WAR_questions_and_answersportlet_questionId=392369&_questions_and_answers_WAR_questions_and_answersportlet_statusSearch=1#search

http://www.eba.europa.eu/single-rule-book-qa?p_p_id=questions_and_answers_WAR_questions_and_answersportlet&p_p_lifecycle=0&p_p_state=normal&p_p_mode=view&p_p_col_id=column-1&p_p_col_pos=1&p_p_col_count=2&_questions_and_answers_WAR_questions_and_answersportlet_jspPage=%2Fhtml%2Fquestions%2Fviewquestion.jsp&_questions_and_answers_WAR_questions_and_answersportlet_viewTab=1&_questions_and_answers_WAR_questions_and_answersportlet_questionId=399986&_questions_and_answers_WAR_questions_and_answersportlet_statusSearch=1#search

 

Comments: (0)

Comment on this story (membership required)
Log in to receive notifications when someone posts a comment

Latest posts from Stuart

ESMA sets out supervisory monitoring of TRs under EMIR

2 hours ago  |  101 views  |  0  |  Recommends 0 GroupFinancial Services Regulation

FCA publishes Hedge fund report

15 April 2014  |  325 views  |  0  |  Recommends 0 GroupFinancial Services Regulation

FCA GABRIEL reporting system ready for CRD IV submissions

15 April 2014  |  386 views  |  0  |  Recommends 0 GroupFinancial Services Regulation

BCBS finalises approach of derivatives-related transactions

14 April 2014  |  417 views  |  0  |  Recommends 0 GroupFinancial Services Regulation

CFTC analyses data sent to trade repositories

14 April 2014  |  525 views  |  0  |  Recommends 0 GroupFinancial Services Regulation
name

Stuart Clark

job title

Product Development Director

company name

Impendium Systems

member since

2012

location

London

Summary profile See full profile »
Co-founded Impendium in 2006. Previously head of Client Services for Deutsche Banks top 100 cust...

Stuart's expertise

What Stuart reads
Stuart writes about

Who is commenting on Stuart's posts

Neil Crammond
Gary Wright