19 December 2014

Stuart Clark

Stuart Clark - Impendium Systems

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Financial Services Regulation

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MiFID waivers from pre-trade transparency requirements

13 January 2014  |  1289 views  |  0

The European Securities and Markets Authority (ESMA) has published a compilation of Committee of European Securities Regulators positions and ESMA opinions
on waivers from pre-trade transparency under the Markets in Financial
Instruments Directive (MiFID).  The document is aimed at competent
authorities under MiFID to ensure that, in their supervisory activities, their
actions converge with the opinions provided by ESMA.  The examples provided
are also intended to help firms by providing clarity on the MiFID requirements
for pre-trade transparency.

 Related Link:

http://www.esma.europa.eu/system/files/2011-241g__compilation_of_esma_opinions_and_cesr_positions_on_pre-trade_waivers_18122013.pdf

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job title Product Development Director
location London
member since 2012
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Co-founded Impendium in 2006. Previously head of Client Services for Deutsche Banks top 100 customers.

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