21 April 2014

Stuart Clark

Stuart Clark - Impendium Systems

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Financial Services Regulation

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New FCA webpage on CRD III rules

11 December 2013  |  673 views  |  0

The FCA has published a new webpage containing information about investment
firms which may continue to comply with CRD III (i.e. firms subject to the
BIPRU prudential sourcebook for Banks, Building Societies and Investment Firms)
rules from 1 January 2014, rather than moving to CRD IV (IFPRU the prudential
sourcebook for investment firms and the Capital Requirements Regulation). 
The webpage details which firm types qualify to remain on CRD III/BIPRU rules
as well as the procedural details about how to vary any necessary permission
with related forms.

 Related Link:

http://www.fca.org.uk/firms/markets/international-markets/eu/crd-iv/what-this-means-for-firms/crd-iii-rules#

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name

Stuart Clark

job title

Product Development Director

company name

Impendium Systems

member since

2012

location

London

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Co-founded Impendium in 2006. Previously head of Client Services for Deutsche Banks top 100 cust...

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