20 April 2014

Stuart Clark

Stuart Clark - Impendium Systems

260 | posts 306,515 | views 0 | comments

Financial Services Regulation

This network is for financial professionals interested in staying up to date on financial services regulation happening anywhere in the world. CFOs, bankers, fund managers, treasurers welcome.

ESMA regulatory 2013 focus on transaction reporting

22 April 2013  |  1234 views  |  0

The European Securities and Markets Authority (ESMA) work programme includes updates on the proposed work of ESMA linked to the European Commission’s legislative timetable.  In respect of transaction reporting the following initiatives are detailed:

Under the Markets in Financial Instruments Directive:

  • Information to be provided to the competent authority by data reporting service providers;
  • Data standards and formats for information to be provided in transaction reports by investment firms;
  • Technical advice on the threshold triggering position reporting obligations by categories of traders; and
  • Specification of the format of weekly reports of aggregate positions by categories of traders

Under the Markets in Financial Instruments Regulation:

  • Technical standards on data formats, methods and arrangements for transaction reporting including the content of transaction reports, the financial information to be reported, the definition of a transaction and the application of transaction reporting requirements to branches.

 

RELATED LINK

http://www.esma.europa.eu/system/files/2013-455.pdf

  

 

Comments: (0)

Comment on this story (membership required)
Log in to receive notifications when someone posts a comment

Latest posts from Stuart

ESMA sets out supervisory monitoring of TRs under EMIR

17 April 2014  |  380 views  |  0  |  Recommends 0 GroupFinancial Services Regulation

FCA publishes Hedge fund report

15 April 2014  |  357 views  |  0  |  Recommends 0 GroupFinancial Services Regulation

FCA GABRIEL reporting system ready for CRD IV submissions

15 April 2014  |  413 views  |  0  |  Recommends 0 GroupFinancial Services Regulation

BCBS finalises approach of derivatives-related transactions

14 April 2014  |  484 views  |  0  |  Recommends 0 GroupFinancial Services Regulation

CFTC analyses data sent to trade repositories

14 April 2014  |  549 views  |  0  |  Recommends 0 GroupFinancial Services Regulation
name

Stuart Clark

job title

Product Development Director

company name

Impendium Systems

member since

2012

location

London

Summary profile See full profile »
Co-founded Impendium in 2006. Previously head of Client Services for Deutsche Banks top 100 cust...

Stuart's expertise

What Stuart reads
Stuart writes about

Who is commenting on Stuart's posts

Neil Crammond
Gary Wright