02 September 2014

Risk & regulation

Craig RamseyACI Worldwide - Watford

SEPA, is the burden turning into a benefit?

7 hours ago  |  654 views  |  0  |  Recommends 0

2014 finally saw the completion of the SEPA process that was some ten years in the making. As of the 1st August, the majority of European Banks are now compliant with SEPA guidelines. So, what does this mean for banks now living in a post-SEPA world? In theory, banks should now be in a position to reap the benefits of years of compliance to meet ...

TagsPaymentsRisk & regulation
Tim FurmidgeBT - London

Across the pond and beyond

29 August 2014  |  1638 views  |  0  |  Recommends 0

Regulation mandating the recording of all mobile communications leading to a financial trade has had far reaching implications for financial firms across the globe – and not just in the UK and the US where the regulators were the first to move. In November 2011, the UK Financial Services Authority (FSA), now the Financial Conduct Authority (FCA), ...

TagsTrade executionRisk & regulation
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Andrew JesseBasware - London

Safeguarding yourself against invoice fraud

28 August 2014  |  1278 views  |  0  |  Recommends 0

Invoice fraud is one of those topics that most CFOs are aware of, but one which few ever think they will really be targeted by. You know who your suppliers are, and you have stringent policies in plac...

TagsPaymentsRisk & regulation
Paul McPhaterMarkit - London

No matter the regulation, recourse to taxpayer off the table

26 August 2014  |  2125 views  |  0  |  Recommends 0

The Fed is unhappy with the living wills of 11 big banks in the US and has now upped the ante. Fix it by July 2015 or face tougher rules. Lots of regulations complement other efforts to improve the in...

TagsRisk & regulationPost-trade & ops
Michael DavisonIBM UK Ltd - London

Anyone know where good conduct went or how to get it back?

20 August 2014  |  1520 views  |  0  |  Recommends 1

A question. Why do banking industry headlines remain so very bad when the talk is all of recovery, strengthening investment and employment indicators and an uptick in base rate soon? My acknowledg...

TagsSecurityRisk & regulation
Steve GrobFidessa - London

The Future of Best Execution

18 August 2014  |  1595 views  |  0  |  Recommends 0

I was chatting with a few work colleagues last Friday about best execution and derivatives. They confidently asserted that without real fungibility (i.e. the ability to trade the same instrument o...

TagsTrade executionRisk & regulation
Ajit TripathiAccenture - london

BCBS 239 Trends - Miles to Go Before I Sleep

18 August 2014  |  1767 views  |  0  |  Recommends 0

TagsRisk & regulationInnovation
Stuart ClarkeResearchBods - Leeds

Engaging Customers in a Compliant Product Lifecycle

18 August 2014  |  1204 views  |  0  |  Recommends 0

In recent years, financial regulators have shifted their focus from a reactive to a proactive approach. In order to reflect this change in emphasis, companies need to be closer than ever to their cus...

TagsRisk & regulationInnovation
Pat CarrollValidSoft - London

'PSD2' a Much-Needed Step To Uniformity and Accountability

18 August 2014  |  1438 views  |  0  |  Recommends 0

Payment Services Directive 2.0, Why “PSD2” is A Much-Needed Step Towards Uniformity and Accountability in the European Payments Industry Rules and regulations serve many purposes, from ensuring th

TagsPaymentsRisk & regulationGroupInnovation in Financial Services
Jonathan WestleyExperian - Nottingham

Customer centricity and its role in financial services

18 August 2014  |  1929 views  |  0  |  Recommends 0

Organisations competing in the world of finance are working within a tsunami of regulatory boundaries, which are in place to ensure the right outcomes are generated for individuals, but also present a...

TagsPaymentsRisk & regulation
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