16 April 2014

Risk & regulation

Dan BarnesInformation Corporation - London

Smartphones can unlock bank vaults

21 hours ago  |  474 views  |  0  |  Recommends 0

Apps are making the banking sector more vulnerable to cyber-attack, say European regulators, who recommend that firms hold capital as insurance against such an event. The ‘Joint Committee Report on risks and vulnerabilities in the EU Financial System’ is just as applicable to financial institutions elsewhere in the world, providing an assessment ...

TagsSecurityRisk & regulationGroupFuture Finance News Analysis
Tom TippingLombard Risk - London

COREP: 30 working days until first submission

15 April 2014  |  648 views  |  0  |  Recommends 0

30 working days until first submission of COREP via GABRIEL in XBRL format. There are four points to consider leading up to COREP; Are you in scope? Are there any delays to the COREP submission date? What’s involved in COREP submissions? Changes in validations and what’s yet to come. By now, all but the largest firms will typically be in one of ...

TagsRisk & regulation
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Francis CookRule Financial - London

To delegate, or not to delegate?

10 April 2014  |  757 views  |  0  |  Recommends 0

Q1 2014 has been an extremely eventful time for Europe, not least in terms of regulatory compliance. On February 12th, thousands of corporate firms found themselves underprepared for the European Mark...

TagsRisk & regulationRisk & regulation
Michael DavisonIBM UK Ltd - London

Waking Shark II: a curate’s egg?

09 April 2014  |  832 views  |  0  |  Recommends 1

Waking Shark II: a curate’s egg? The findings from Waking Shark II, published in February, make good reading but continue to raise some big issues, some of which were aired before the Desktop Cyber ...

TagsSecurityRisk & regulation
Brian SentanceXenomorph - London

When Big Data is not Big Understanding

08 April 2014  |  1409 views  |  0  |  Recommends 0

Good article from Tim Harford (he of the enjoyable "Undercover Economist" books) in the FT last week called "Big data: are we making a big mistake". Tim injects some healthy real...

TagsRisk & regulationWholesale bankingGroupData Management 101
Said TabetEMC - Boston

Britain's Banks to Overhaul IT?

07 April 2014  |  1040 views  |  1  |  Recommends 0

I was interested, yet not surprised, to read over the weekend that Britain's banks were told by the Prudential Regulation Authority that they needed to spend billions overhauling IT systems over the...

TagsRisk & regulationInnovation
Jeremy TaylorRule Financial - London

The MiFID II monster

04 April 2014  |  1160 views  |  0  |  Recommends 0

The three legislative institutions of the European Union reached agreement on MiFID II / MiFIR on 14th January 2014. The European Securities and Markets Authority (ESMA) has now commenced work on impl...

TagsRisk & regulation
Steve SpragueInvoiceware International - Marietta

Chile November 1 E-Invoicing Mandate - Key Check List

03 April 2014  |  3605 views  |  0  |  Recommends 0

The Chile SII officially published the electronic invoicing mandate in the Official Gazette, mandatory use of the Electronic Tax Document (DTE). The rollout will take place over 3 years and will be...

TagsRisk & regulationGroupElectronic invoicing
Christian VoigtFidessa - London

Algo identifiers galore

03 April 2014  |  1246 views  |  0  |  Recommends 0

With the German algo ID mandatory from 1st April, I was prompted to scan the latest MiFID II texts in this regard. Member states must require exchanges to be able to identify the different algorithms ...

TagsTrade executionRisk & regulation
Mark GibbonsHudson & Yorke - London

FCA regulatory spotlight on the need for ICT transformation

02 April 2014  |  863 views  |  0  |  Recommends 0

The prospect of a major review by the Financial Conduct Authority into the technology risks in Financial institutions highlights the challenging regulatory environment and increased scrutiny the ind...

TagsPaymentsRisk & regulation
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