22 August 2014

Risk & regulation

Michael DavisonIBM UK Ltd - London

Anyone know where good conduct went or how to get it back?

20 August 2014  |  989 views  |  0  |  Recommends 1

A question. Why do banking industry headlines remain so very bad when the talk is all of recovery, strengthening investment and employment indicators and an uptick in base rate soon? My acknowledgements to the FCA, Reuters, the Telegraph, Independent, Guardian, The Courier.com and other news organisations, on whose material I draw freely. Here...

TagsSecurityRisk & regulation
Steve GrobFidessa - London

The Future of Best Execution

18 August 2014  |  1033 views  |  0  |  Recommends 0

I was chatting with a few work colleagues last Friday about best execution and derivatives. They confidently asserted that without real fungibility (i.e. the ability to trade the same instrument on different venues), price comparison is not possible and so any notion of best-ex was pretty meaningless. By coincidence, I was later looking at t...

TagsTrade executionRisk & regulation
More blog posts
Ajit TripathiAccenture - london

BCBS 239 Trends - Miles to Go Before I Sleep

18 August 2014  |  1297 views  |  0  |  Recommends 0

The woods as envisioned by BCBS are indeed lovely, dark and deep - and banks do really have some very tall promises to keep by Jan 2016. Let's take a look at how the world is shaping up, how different...

TagsRisk & regulationInnovation
Stuart ClarkeResearchBods - Leeds

Engaging Customers in a Compliant Product Lifecycle

18 August 2014  |  970 views  |  0  |  Recommends 0

In recent years, financial regulators have shifted their focus from a reactive to a proactive approach. In order to reflect this change in emphasis, companies need to be closer than ever to their cus...

TagsRisk & regulationInnovation
Pat CarrollValidSoft - London

'PSD2' a Much-Needed Step To Uniformity and Accountability

18 August 2014  |  1194 views  |  0  |  Recommends 0

Payment Services Directive 2.0, Why “PSD2” is A Much-Needed Step Towards Uniformity and Accountability in the European Payments Industry Rules and regulations serve many purposes, from ensuring th

TagsPaymentsRisk & regulationGroupInnovation in Financial Services
Jonathan WestleyExperian - Nottingham

Customer centricity and its role in financial services

18 August 2014  |  1637 views  |  0  |  Recommends 0

Organisations competing in the world of finance are working within a tsunami of regulatory boundaries, which are in place to ensure the right outcomes are generated for individuals, but also present a...

TagsPaymentsRisk & regulation
David BomserOracle - Jacksonville

A Countdown to Risk Data Aggregation Readiness

15 August 2014  |  1497 views  |  0  |  Recommends 0

At a recent risk conference, a prominent regulator stated that only a third of the Global Systemically Important Financial Institutions (or SIFI’s as they are known) were well on their way to complyin...

TagsRisk & regulation
Paul McPhaterMarkit - London

EDM blindspots: Lessons from McDonald's latest campaign

15 August 2014  |  1142 views  |  0  |  Recommends 0

McDonald's has taken a significant step change in how it is trying to build trust with its customers. Rather than having Ronald McDonald clowning around (which we've now had for 40 years here in the U...

TagsRisk & regulationPost-trade & ops
James LawlorCerteco - London

Three simple rules to be AML and Sanctions coherent

13 August 2014  |  1253 views  |  0  |  Recommends 0

In recent years the U.S. regulators have enjoyed flexing their Anti-Money Laundering (AML) and Sanction enforcement muscles, over $12 billion worth of fines have been settled with some of the world’s ...

TagsSecurityRisk & regulation
Reetu KhoslaPegasystems - Boston

Global Compliance Trends

13 August 2014  |  1034 views  |  0  |  Recommends 0

Three Key Regulatory Trends that Will Affect Your IT Investment Budget for 2015 According to IDC Financial Insights, worldwide spending on risk and compliance technology will reach $79.2 billion in ...

TagsRisk & regulationInnovation
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