23 April 2014

Risk & regulation

Abi OlapadeRule Financial - London

Mind the gap

16 hours ago  |  292 views  |  0  |  Recommends 0

As the waves of regulatory compliance have ebbed and flowed over the last few months, many institutions are breathing a proverbial sigh of relief, especially where Dodd-Frank, EMIR and the Hong Kong Monetary Authority regulations are concerned. Hit squad contractor and consultant teams taken on to make sure firms were ‘Compliance Date’ ready, hav...

TagsRisk & regulation
Brian SentanceXenomorph - London

Regulation and data retention - PRMIA

17 April 2014  |  1151 views  |  0  |  Recommends 0

The New York Chapter of PRMIA hosted "Regulatory, Compliance, and Risk Data Technology Challenges" at Credit Suisse's offices in New York, last Thursday 10th April. Abraham Thomas introduce the panelists, and Don Wesnofske started off by setting the scene for the evening's event. Don outlined how in reaction to the 2008 Crisis the regu...

TagsRisk & regulationPost-trade & opsGroupData Management 101
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Graham SmithCerteco - London

US banks forced to hold billions more in extra capital

17 April 2014  |  862 views  |  0  |  Recommends 0

The Federal Reserve has announced new capital ratios for US banks dictating that banks have to lift their level of equity to total assets to five per cent. Of course, the main reason is risk managemen...

TagsRisk & regulation
Dan BarnesInformation Corporation - London

'Flash Boys' in a nutshell

16 April 2014  |  1530 views  |  4  |  Recommends 1

The PR bluster around the new Michael Lewis book ‘Flash Boys’ is deliberately confusing, yet almost no-one seems to have read it. With the FBI investigating high-frequency trading (HFT), the issues th...

TagsTrade executionRisk & regulationGroupFuture Finance
Dan BarnesInformation Corporation - London

Regulators reveal budgets for surveillance and technology

16 April 2014  |  620 views  |  0  |  Recommends 0

Regulators have budgeted for enormous spend on surveillance technology in the year ahead. On 31 March 2014, the UK’s Financial Conduct Authority revealed a 15% increase in its IT budget for 2014-2015,...

TagsRisk & regulationInnovationGroupFuture Finance
Matthew LongOracle - Cappellen

Going Beyond Capital Calculations and Adding Business Value

16 April 2014  |  533 views  |  0  |  Recommends 0

The 15th Annual OpRisk Europe Conference hosted by Operational Risk & Regulation Magazine recently took place in London. With record levels of attendees, the conference raised a number of interes...

TagsRisk & regulationGroupFuture Finance
Matthew LongOracle - Cappellen

Overcoming GRC Silos Through Analytics and Reporting

16 April 2014  |  610 views  |  0  |  Recommends 0

As I mentioned in the previous blog "When best of breed financial crime and compliance “point solutions” aren’t enough", many companies are increasingly looking to consolidate their various ...

TagsRisk & regulationGroupFuture Finance
Tom TippingLombard Risk - London

COREP Delayed: Now 50 working days until first submission

16 April 2014  |  646 views  |  0  |  Recommends 0

So at the last gasp, but not unsurprising given the lack of ITS in the EU Official Journal, the European Commission has today adopted the ITS which finalises the European Common Reporting requirements...

TagsRisk & regulation
Anne Leslie-BiniInvoke Software - Paris

EBA publishes list of incorrect ITS validation rules

16 April 2014  |  456 views  |  0  |  Recommends 0

It's all go on the CRD IV front! First a delay to June 30 is announced regarding the first round of COREP and Liquidity submissions to National Competent Authorities, and now the EBA has published a l...

TagsRisk & regulation
Neil HookwayRule Financial - London

Regime change and the regulatory fallout

16 April 2014  |  445 views  |  0  |  Recommends 0

Following a lengthy consultation and drafting period (ongoing since 2011/12), the final Level 1 texts for MiFID II and MiFIR were approved by the European Parliament (EP)’s Economic and Monetary (ECON...

TagsRisk & regulationRisk & regulation
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