Tim FurmidgeBT - London
29 August 2014 | 1585 views | 0 | Recommends 0
Regulation mandating the recording of all mobile communications leading to a financial trade has had far reaching implications for financial firms across the globe – and not just in the UK and the US where the regulators were the first to move.
In November 2011, the UK Financial Services Authority (FSA), now the Financial Conduct Authority (FCA), ...
TagsTrade executionRisk & regulation