26 October 2014

Financial Services Regulation

This network is for financial professionals interested in staying up to date on financial services regulation happening anywhere in the world. CFOs, bankers, fund managers, treasurers welcome.
Amit AgrawalAxiomSL Pte Ltd - Singapore

Local compliance in a global business

13 September 2014  |  1502 views  |  0  |  Recommends 0

Financial Institutions (FI) follow different solutions to fulfil compliance requirements. We can divide this into following different models: 1. Option 1 : in-house, in-country This option is will help FI to keep all the compliance functions in-house. Advantages: • It works great when FI has significant presence in the country • Helps to bu

TagsRisk & regulationSibos
Amit AgrawalAxiomSL Pte Ltd - Singapore

Intraday Liquidity: Implement Challenges

12 June 2014  |  1900 views  |  0  |  Recommends 0

The management of intraday liquidity – defined by the Committee on Payment and Settlement Systems (CPSS) as “funds that can be assessed during the business day, usually to enable financial institutions to make payments in real time” – is now in the spotlight. Sources of this type of liquidity include central bank reserve balances, liquid assets o...

TagsRisk & regulationWholesale banking
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Amit AgrawalAxiomSL Pte Ltd - Singapore

Non Compliance Cost

10 May 2014  |  1099 views  |  0  |  Recommends 0

The current economic crisis has led to much debate in relation to the relative merits of compliance and noncompliance cost of the regulations. The widespread pain caused by the crisis has galvanized r...

TagsRisk & regulationInnovation
Stuart ClarkImpendium Systems - London

FSB to publish report on sharing derivative data

08 May 2014  |  1380 views  |  0  |  Recommends 0

The Chairman of the Financial Stability Board (FSB), Dr Mark Carney, has written to the G20 Finance Ministers and Central Bank Governors providing an update on financial reforms. The letter summarise...

Stuart ClarkImpendium Systems - London

BCBS publishes capital standard for bank exposures to CCPs

07 May 2014  |  3392 views  |  0  |  Recommends 0

The Basel Committee on Banking Supervision (BCBS) has published a final standard for calculating regulatory capital for banks’ exposures to central counterparties (CCPs). This will replace the interi...

Stuart ClarkImpendium Systems - London

EIOPA chair calls for extended powers of inquiry

06 May 2014  |  740 views  |  0  |  Recommends 0

The Chairman of the European Insurance and Occupational Pensions Authority (EIOPA), has given a speech on “The road to a true single market in financial services”. In respect of the challenges for cr...

Stuart ClarkImpendium Systems - London

EC consults on the definition of FX financial instruments

02 May 2014  |  1276 views  |  0  |  Recommends 0

The European Commission (EC) has launched the consultation on where the boundary lies between what is a foreign exchange (FX) financial instrument and a spot FX instrument in order to provide clarity ...

Stuart ClarkImpendium Systems - London

ESAs issue RTS for non-centrally cleared OTC derivatives

01 May 2014  |  1028 views  |  0  |  Recommends 0

The European Supervisory Authorities (ESAs) have launched a consultation on draft Regulatory Technical Standards (‘RTS') covering: the risk management procedures for counterparties to non-centrally...

Stuart ClarkImpendium Systems - London

FSB identifies the need for more intense supervision

30 April 2014  |  805 views  |  1  |  Recommends 0

The Financial Stability Board (FSB) identified as a priority the need for more intense and effective supervision, particularly of systemically important financial institutions (SIFIs), after the finan...

Stuart ClarkImpendium Systems - London

CFTC provides no action relief for swaps traded on MTFs

29 April 2014  |  694 views  |  0  |  Recommends 0

The Commodity Futures Trading Commission (CTFC) has announced that the new replacement no action letter for swaps traded on Multliateral Trading Facilities (MTFs) contains notable clarifications seek...

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