18 December 2014

Gary Wright

Archive for: September, 2009
a non-active Finextra member

Trade Reporting; all at sea

17 September 2009  |  3165 views  |  0  |  Recommends 0

You would have though that trade reporting would be a simple thing with the regulatory organisation specifying what they wanted reported, by what medium, by whom and when but this is all too simplistic for today's markets. A discussion with one of the UK's top firm's compliance officers this week opened my eyes to the sheer lunacy of regulatory re...

TagsPost-trade & opsWholesale bankingGroupMiFID
a non-active Finextra member

Recovery or blip

15 September 2009  |  3525 views  |  0  |  Recommends 0

There are certainly plenty of positive noises coming out of SIBOS and a real feel that the worst of the financial and economic crisis is over but is this flag waving just a bit to soon and overly optimistic? Over the last six months we have seen many indicators that the economies of the USA, the EU, Japan and China are doing far better than expecte...

TagsDealing roomsTrade executionGroupMiFID
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a non-active Finextra member

MiFID: Back to square one

11 September 2009  |  3744 views  |  0  |  Recommends 0

Recent surveys appear to show that the buy side and investors are getting a real raw deal with MiFID. Wealth managers are feeling the pinch with so many new trading venues to connect to even to have a...

TagsDealing roomsTrade executionGroupMiFID
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